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PFN

PIMCO Income Strategy Fund II

Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$14.9M -$5.59M -742,654 -27%
GC
2
Guggenheim Capital
Illinois
$14.1M -$261K -34,634 -2%
LPL Financial
3
LPL Financial
California
$9.92M +$926K +122,949 +10%
EWA
4
EverSource Wealth Advisors
Alabama
$8.04M +$325K +43,151 +4%
Ameriprise
5
Ameriprise
Minnesota
$6.72M +$993K +131,851 +17%
Cohen & Steers
6
Cohen & Steers
New York
$6.12M
Invesco
7
Invesco
Georgia
$5.24M +$147K +19,472 +3%
Morgan Stanley
8
Morgan Stanley
New York
$4.93M +$1.64M +217,715 +50%
Raymond James Financial
9
Raymond James Financial
Florida
$3.55M +$159K +21,060 +5%
Wells Fargo
10
Wells Fargo
California
$3.55M +$887K +117,768 +34%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.98M +$161K +21,415 +6%
CF
12
Centaurus Financial
California
$2.84M +$132K +17,478 +5%
CPRC
13
Consolidated Portfolio Review Corp
New York
$2.43M -$395K -52,425 -14%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$2.43M +$81.8K +10,859 +4%
NWMP
15
Noble Wealth Management PBC
Colorado
$2.26M +$2.24M +297,868 New
JWCA
16
J.W. Cole Advisors
Florida
$2.06M +$109K +14,467 +6%
CA
17
CoreCap Advisors
Michigan
$1.82M +$48K +6,375 +3%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.58M -$386K -51,295 -20%
PTC
19
Private Trust Company
Ohio
$1.46M
HKAM
20
Horizon Kinetics Asset Management
New York
$1.45M -$490K -65,003 -25%
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$1.23M +$551K +73,103 +82%
SWP
22
Stratos Wealth Partners
Ohio
$1.21M -$8.06K -1,070 -0.7%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$1.18M -$565K -75,048 -33%
WA
24
Whipplewood Advisors
Colorado
$1.01M +$1.21K +161 +0.1%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$880K