We are live on ! Find out more
LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZN icon
726
AstraZeneca
AZN
$263B
$2.75M 0.02%
27,741
-806
-3% -$75.9K
BDJ icon
727
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$2.75M 0.02%
276,876
-3,781
-1% -$35.6K
GPC icon
728
Genuine Parts
GPC
$17.1B
$2.74M 0.02%
28,354
+1,421
+5% +$146K
AB icon
729
AllianceBernstein
AB
$3.47B
$2.72M 0.02%
89,970
-3,150
-3% -$91.8K
TSN icon
730
Tyson Foods
TSN
$20.2B
$2.71M 0.02%
37,472
-3,095
-8% -$266K
ISCB icon
731
iShares Morningstar Small-Cap ETF
ISCB
$281M
$2.7M 0.02%
57,248
+43,244
+309% +$1.97M
IVR icon
732
Invesco Mortgage Capital
IVR
$776M
$2.68M 0.02%
16,098
+1,824
+13% +$292K
ULST icon
733
State Street Ultra Short Term Bond ETF
ULST
$527M
$2.67M 0.02%
66,191
+40,109
+154% +$1.62M
JHMM icon
734
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$2.65M 0.02%
67,510
+33,336
+98% +$1.26M
APH icon
735
Amphenol
APH
$188B
$2.63M 0.02%
103,688
+14,700
+17% +$375K
CMI icon
736
Cummins
CMI
$91.7B
$2.63M 0.02%
21,645
+3,941
+22% +$694K
FYX icon
737
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$2.62M 0.02%
40,652
+3,444
+9% +$214K
LEG icon
738
Leggett & Platt
LEG
$1.52B
$2.62M 0.02%
52,012
+33,202
+177% +$1.63M
GPN icon
739
Global Payments
GPN
$22.1B
$2.62M 0.02%
14,880
+1,337
+10% +$230K
GWW icon
740
W.W. Grainger
GWW
$65.3B
$2.62M 0.02%
7,961
+631
+9% +$200K
BN icon
741
Brookfield
BN
$102B
$2.61M 0.02%
126,459
+31,987
+34% +$638K
EWJ icon
742
iShares MSCI Japan ETF
EWJ
$21.7B
$2.61M 0.02%
44,018
+24,577
+126% +$1.45M
XOP icon
743
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$2.61M 0.02%
27,514
+21,913
+391% +$1.9M
EOG icon
744
EOG Resources
EOG
$78B
$2.59M 0.02%
31,278
+571
+2% +$41.8K
STIP icon
745
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.59M 0.02%
28,964
+6,577
+29% +$660K
KBWD icon
746
Invesco KBW High Dividend Yield Financial ETF
KBWD
$408M
$2.58M 0.02%
117,839
+10,777
+10% +$230K
MNA icon
747
IQ ARB Merger Arbitrage ETF
MNA
$249M
$2.58M 0.02%
82,888
-16,283
-16% -$532K
ETJ
748
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$2.57M 0.02%
275,630
+24,317
+10% +$226K
WBD icon
749
Warner Bros
WBD
$64.6B
$2.57M 0.02%
79,338
+8,100
+11% +$244K
PEN icon
750
Penumbra
PEN
$12.5B
$2.57M 0.02%
15,656
-283
-2% -$45K
28 29
30
31 32

Similar funds

AG
Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return
EM
Elliott Management New York $11.8B AUM 20.29% 1-Year Est. Return
HAM
Highstreet Asset Management London, Ontario, Canada $2.22B AUM 20.88% 1-Year Est. Return
CM
CS McKee Pittsburgh, Pennsylvania $1.09B AUM 31.33% 1-Year Est. Return
TRAM
Tuscan Ridge Asset Management Chicago, Illinois $984M AUM 25.8% 1-Year Est. Return
MP
Manikay Partners New York $893M AUM 55.39% 1-Year Est. Return
CONA
Capital One National Association New York $756M AUM
CBU
CIBC Bank USA Chicago, Illinois $756M AUM 24.68% 1-Year Est. Return

Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.