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Ladenburg Thalmann Financial Services’s Penumbra PEN Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio PEN Stock Details PEN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$2.57M Sell
15,656
-283
-2% -$45K 0.02% 750
2019
Q3 		$2.14M Sell
15,939
-335
-2% -$51.8K 0.01% 791
2019
Q2 		$2.61M Buy
16,274
+1,955
+14% +$282K 0.02% 697
2019
Q1 		$2.1M Sell
14,319
-271
-2% -$38.7K 0.02% 744
2018
Q4 		$1.78M Sell
14,590
-701
-5% -$93.9K 0.02% 718
2018
Q3 		$2.29M Buy
15,291
+2,847
+23% +$399K 0.02% 663
2018
Q2 		$1.44M Hold
12,444
– – 0.01% 858
2018
Q1 		$1.44M Sell
12,444
-100
-0.8% -$10.3K 0.01% 858
2017
Q4 		$1.18M Buy
12,544
+680
+6% +$67.4K 0.01% 964
2017
Q3 		$1.07M Sell
11,864
-485
-4% -$41.8K 0.01% 955
2017
Q2 		$1.08M Sell
12,349
-755
-6% -$64.1K 0.01% 896
2017
Q1 		$1.09M Buy
13,104
+124
+1% +$9.39K 0.01% 842
2016
Q4 		$828K Buy
12,980
+1,915
+17% +$128K 0.01% 941
2016
Q3 		$841K Buy
11,065
+7,270
+192% +$502K 0.01% 890
2016
Q2 		$226K Buy
3,795
+3,445
+984% +$186K ﹤0.01% 1604
2016
Q1 		$16K Hold
350
– – ﹤0.01% 3410
2015
Q4 		$19K Hold
350
– – ﹤0.01% 3272
2015
Q3 		$14K Buy
+350
New +$14.2K ﹤0.01% 3330

Other funds holding PEN

Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
William Blair Investment Management
William Blair Investment Management Chicago, Illinois $30.3B AUM 33.75% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return
Wellington Management Group
Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return
Baillie Gifford & Co
Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return
AllianceBernstein
AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Ladenburg Thalmann Financial Services's PEN Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Penumbra (PEN) stake by 1.8% in Q4 2019, selling an estimated $45K and leaving 15,656 shares worth $2.57M. The position accounts for 0.02% of the portfolio, ranked #750.

Ladenburg Thalmann Financial Services first reported a position in PEN in Q3 2015 and has held it in 18 quarters since. The position peaked at $2.61M in Q2 2019. 251 funds tracked by Wall St. Rank hold PEN as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 15,656 shares of Penumbra worth $2.57M as of Q4 2019.
  • Ladenburg Thalmann Financial Services sold 283 Penumbra shares in Q4 2019, an estimated $45K.
  • Penumbra made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #750 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Penumbra in Q3 2015 and has held it in 18 quarters since.
  • Ladenburg Thalmann Financial Services's Penumbra position peaked at $2.61M in Q2 2019.
  • 251 funds tracked by Wall St. Rank held Penumbra as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.