Ladenburg Thalmann Financial Services’s Duff & Phelps Utility and Infrastructure Fund DPG Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio DPG Stock Details DPG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.82M	Sell	119,880 -16,562	-12%	-$253K	0.01%	926
2019 Q3	$2.17M	Sell	136,442 -1,195	-0.9%	-$18.5K	0.02%	785
2019 Q2	$2.11M	Sell	137,637 -18,893	-12%	-$286K	0.02%	783
2019 Q1	$2.34M	Buy	156,530 +47,189	+43%	+$662K	0.02%	708
2018 Q4	$1.3M	Buy	109,341 +32,677	+43%	+$441K	0.01%	889
2018 Q3	$1.11M	Buy	76,664 +22,163	+41%	+$331K	0.01%	1058
2018 Q2	$761K	Hold	54,501	–	–	0.01%	1237
2018 Q1	$761K	Sell	54,501 -6,255	-10%	-$93.9K	0.01%	1237
2017 Q4	$944K	Buy	60,756 +11,625	+24%	+$183K	0.01%	1110
2017 Q3	$797K	Sell	49,131 -3,633	-7%	-$59.9K	0.01%	1133
2017 Q2	$877K	Sell	52,764 -2,258	-4%	-$37.8K	0.01%	1025
2017 Q1	$894K	Buy	55,022 +9,254	+20%	+$151K	0.01%	958
2016 Q4	$710K	Buy	45,768 +6,829	+18%	+$106K	0.01%	1047
2016 Q3	$665K	Buy	38,939 +3,579	+10%	+$61.4K	0.01%	1026
2016 Q2	$607K	Sell	35,360 -5,883	-14%	-$96.8K	0.01%	1023
2016 Q1	$656K	Sell	41,243 -6,970	-14%	-$96.5K	0.01%	889
2015 Q4	$710K	Sell	48,213 -9,357	-16%	-$144K	0.01%	840
2015 Q3	$872K	Buy	57,570 +958	+2%	+$16K	0.02%	707
2015 Q2	$1M	Sell	56,612 -14,160	-20%	-$276K	0.02%	705
2015 Q1	$1.4M	Buy	70,772 +9,292	+15%	+$189K	0.03%	540
2014 Q4	$1.33M	Buy	61,480 +56,603	+1,161%	+$1.22M	0.03%	489
2014 Q3	$104K	Buy	4,877 +1,377	+39%	+$30K	﹤0.01%	1579
2014 Q2	$77K	Hold	3,500	–	–	﹤0.01%	1767
2014 Q1	$69K	Hold	3,500	–	–	﹤0.01%	1738
2013 Q4	$67K	Hold	3,500	–	–	﹤0.01%	1713
2013 Q3	$65K	Hold	3,500	–	–	﹤0.01%	1639
2013 Q2	$65K	Buy	+3,500	New	+$67.6K	﹤0.01%	1544

Other funds holding DPG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

SLWS

Swaine & Leidel Wealth Services Sebring, Florida $130K AUM

JWCA

J.W. Cole Advisors Tampa, Florida $5.83B AUM 32.38% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's DPG Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Duff & Phelps Utility and Infrastructure Fund (DPG) stake by 12% in Q4 2019, selling an estimated $253K and leaving 119,880 shares worth $1.82M. The position accounts for 0.01% of the portfolio, ranked #926.

Ladenburg Thalmann Financial Services first reported a position in DPG in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.34M in Q1 2019. 55 funds tracked by Wall St. Rank hold DPG as of Q4 2019.

Ladenburg Thalmann Financial Services held 119,880 shares of Duff & Phelps Utility and Infrastructure Fund worth $1.82M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 16,562 Duff & Phelps Utility and Infrastructure Fund shares in Q4 2019, an estimated $253K.
Duff & Phelps Utility and Infrastructure Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #926 holding.
Ladenburg Thalmann Financial Services first reported a position in Duff & Phelps Utility and Infrastructure Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Duff & Phelps Utility and Infrastructure Fund position peaked at $2.34M in Q1 2019.
55 funds tracked by Wall St. Rank held Duff & Phelps Utility and Infrastructure Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.