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DPG

Duff & Phelps Utility and Infrastructure Fund

45 hedge funds and large institutions have $128M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

55% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 11

10% more capital invested

Capital invested by funds: $116M → $128M (+$11.9M)

1.94% more ownership

Funds ownership: 13.88%15.82% (+1.9%)

0% more funds holding

Funds holding: 4545 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
45
Holders Change
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
17
Reduced
11
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$24.9M +$6.83M +313,354 +37%
Morgan Stanley
2
Morgan Stanley
New York
$21.3M +$2.44M +112,128 +13%
Wells Fargo
3
Wells Fargo
California
$19.3M +$756K +34,722 +4%
Invesco
4
Invesco
Georgia
$11.5M +$1.8M +82,581 +18%
GC
5
Guggenheim Capital
Illinois
$10.5M +$2.45M +112,360 +29%
GFM
6
Gramercy Funds Management
Connecticut
$5.89M -$198K -9,100 -3%
CA
7
Cornerstone Advisors
North Carolina
$4.89M +$965K +44,309 +24%
U
8
UBS
Switzerland
$4.67M -$158K -7,272 -3%
LNB
9
Ledyard National Bank
$3.9M -$61.3K -2,816 -2%
RJA
10
Raymond James & Associates
Florida
$3.5M +$724K +33,242 +25%
PPA
11
Parametric Portfolio Associates
Washington
$3.39M +$1.18M +54,010 +51%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.62M +$45.7K +2,100 +2%
1CP
13
1607 Capital Partners
Virginia
$1.77M
NPC
14
National Planning Corporation
California
$1.21M +$1.26M +57,782 New
First Trust Advisors
15
First Trust Advisors
Illinois
$1.11M +$30.7K +1,410 +3%
Bank of America
16
Bank of America
North Carolina
$1.1M +$20.3K +930 +2%
LPL Financial
17
LPL Financial
California
$923K +$97.2K +4,464 +11%
AIM
18
Assured Investment Management
New York
$891K
KFS
19
KMS Financial Services
Washington
$878K -$16.3K -750 -2%
SMC
20
Smith, Moore & Co
Missouri
$600K -$36K -1,651 -6%
FAM
21
Formidable Asset Management
Ohio
$568K
Citigroup
22
Citigroup
New York
$414K -$69.6K -3,197 -14%
SAM
23
SignalPoint Asset Management
Missouri
$346K -$54K -2,479 -13%
HighTower Advisors
24
HighTower Advisors
Illinois
$240K -$9.39K -431 -4%
WS
25
Wedbush Securities
California
$222K +$15.7K +722 +7%

DPG Hedge Fund Activity: Q3 2014 in Review

45 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Duff & Phelps Utility and Infrastructure Fund (DPG) for Q3 2014, worth a combined $128M — up 10% from $116M a quarter earlier.

Fund positioning in DPG was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 17 added to existing stakes and 11 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $6.83M. The largest seller was Wolverine Asset Management, cutting an estimated $1.05M.

  • 45 institutional investors held Duff & Phelps Utility and Infrastructure Fund (DPG) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $128M of Duff & Phelps Utility and Infrastructure Fund stock for Q3 2014, up 10% quarter-over-quarter.
  • 4 funds opened new Duff & Phelps Utility and Infrastructure Fund positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest Duff & Phelps Utility and Infrastructure Fund buyer in Q3 2014 was Advisors Asset Management, an estimated $6.83M added.
  • The largest Duff & Phelps Utility and Infrastructure Fund seller in Q3 2014 was Wolverine Asset Management, an estimated $1.05M sold.

Based on aggregated 13F filings for Q3 2014.