DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

45 hedge funds and large institutions have $128M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
–
Holders Change %
0%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$24.9M
2
GC
2
Guggenheim Capital
Illinois
$10.5M
3
Morgan Stanley
3
Morgan Stanley
New York
$21.3M
4
Invesco
4
Invesco
Georgia
$11.5M
5
NPC
5
National Planning Corporation
California
$1.21M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$15K
2
DA
2
Doliver Advisors
Texas
$0
3
TC
3
TFS Capital
Pennsylvania
$0
4
GFM
4
Gramercy Funds Management
Connecticut
$5.89M
5
U
5
UBS
Switzerland
$4.67M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$24.9M 1,169,417 +313,354 +37%
Morgan Stanley
2
Morgan Stanley
New York
$21.3M 1,001,560 +112,128 +13%
Wells Fargo
3
Wells Fargo
California
$19.3M 907,091 +34,722 +4%
Invesco
4
Invesco
Georgia
$11.5M 540,292 +82,581 +18%
GC
5
Guggenheim Capital
Illinois
$10.5M 494,098 +112,360 +29%
GFM
6
Gramercy Funds Management
Connecticut
$5.89M 276,968 -9,100 -3%
CA
7
Cornerstone Advisors
North Carolina
$4.89M 230,024 +44,309 +24%
U
8
UBS
Switzerland
$4.67M 219,747 -7,272 -3%
LNB
9
Ledyard National Bank
$3.9M 183,315 -2,816 -2%
RJA
10
Raymond James & Associates
Florida
$3.5M 164,707 +33,242 +25%
PPA
11
Parametric Portfolio Associates
Washington
$3.39M 159,342 +54,010 +51%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.62M 123,349 +2,100 +2%
1CP
13
1607 Capital Partners
Virginia
$1.77M 83,405 – –
NPC
14
National Planning Corporation
California
$1.21M 57,782 +57,782 New
First Trust Advisors
15
First Trust Advisors
Illinois
$1.11M 52,183 +1,410 +3%
Bank of America
16
Bank of America
North Carolina
$1.1M 51,726 +930 +2%
LPL Financial
17
LPL Financial
California
$923K 43,306 +4,464 +11%
AIM
18
Assured Investment Management
New York
$891K 41,871 – –
KFS
19
KMS Financial Services
Washington
$878K 41,264 -750 -2%
SMC
20
Smith, Moore & Co
Missouri
$600K 28,193 -1,651 -6%
FAM
21
Formidable Asset Management
Ohio
$568K 25,702 – –
Citigroup
22
Citigroup
New York
$414K 19,434 -3,197 -14%
SAM
23
SignalPoint Asset Management
Missouri
$346K 16,282 -2,479 -13%
HighTower Advisors
24
HighTower Advisors
Illinois
$240K 11,274 -431 -4%
WS
25
Wedbush Securities
California
$222K 10,451 +722 +7%
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