DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

47 hedge funds and large institutions have $94.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2016 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 9 closing their positions.

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.26%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
7
Increased
17
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
DA
1
Doliver Advisors
Texas
$1.69M
2
Citigroup
2
Citigroup
New York
$1.1M
3
CA
3
Cornerstone Advisors
North Carolina
$3.27M
4
ZA
4
Zazove Associates
Nevada
$578K
5
Wells Fargo
5
Wells Fargo
California
$10.6M

Top Sellers

1
FIMG
1
Financial & Investment Management Group
Michigan
$4.88M
2
Bank of Nova Scotia
2
Bank of Nova Scotia
Ontario, Canada
$0
3
TB
3
Terril Brothers
Missouri
$0
4
Invesco
4
Invesco
Georgia
$770K
5
Morgan Stanley
5
Morgan Stanley
New York
$19.4M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.4M 1,133,527 -40,703 -3%
UBS Group
2
UBS Group
Switzerland
$12.1M 706,404 +4,585 +0.7%
Wells Fargo
3
Wells Fargo
California
$10.6M 622,267 +30,914 +5%
GC
4
Guggenheim Capital
Illinois
$7.78M 455,261 -1,362 -0.3%
AAM
5
Advisors Asset Management
Colorado
$7.11M 416,301 +4,059 +1%
RJA
6
Raymond James & Associates
Florida
$6.17M 361,032 +28,026 +8%
FIMG
7
Financial & Investment Management Group
Michigan
$4.88M 285,769 -137,120 -32%
CA
8
Cornerstone Advisors
North Carolina
$3.27M 191,529 +50,970 +36%
PCP
9
Proficio Capital Partners
Massachusetts
$3.11M 181,809 +400 +0.2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$2.41M 141,150 +3,576 +3%
JHIU
11
Janus Henderson Investors US
Colorado
$2.24M 131,101 +5,400 +4%
DA
12
Doliver Advisors
Texas
$1.69M 98,744 +98,744 New
Stifel Financial
13
Stifel Financial
Missouri
$1.51M 88,147 +865 +1%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.2M 70,474 -1,015 -1%
Citigroup
15
Citigroup
New York
$1.1M 64,524 +58,776 +1,023%
Bank of America
16
Bank of America
North Carolina
$1.08M 63,225 -14,716 -19%
LPL Financial
17
LPL Financial
California
$926K 55,770 -4,536 -8%
1CP
18
1607 Capital Partners
Virginia
$816K 47,784 -2,300 -5%
Invesco
19
Invesco
Georgia
$770K 45,082 -61,559 -58%
BWM
20
BerganKDV Wealth Management
Minnesota
$689K 40,362 -6,575 -14%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$665K 38,939 +3,579 +10%
JIP
22
Jaffetilchin Investment Partners
Florida
$636K 37,262 +755 +2%
ZA
23
Zazove Associates
Nevada
$578K 33,833 +33,833 New
CCM
24
Coe Capital Management
Illinois
$541K 35,000 – –
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$529K 30,976 +2,697 +10%
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