DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

39 hedge funds and large institutions have $72.7M invested in Duff & Phelps Utility and Infrastructure Fund in 2013 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
1.13%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$6.6M
2
GC
2
Guggenheim Capital
Illinois
$2.93M
3
Invesco
3
Invesco
Georgia
$8.87M
4
PP
4
Paloma Partners
Connecticut
$658K
5
TC
5
TFS Capital
Pennsylvania
$1.65M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$14.1M
2
LNB
2
Ledyard National Bank
$3.65M
3
DA
3
Doliver Advisors
Texas
$0
4
Bank of America
4
Bank of America
North Carolina
$1M
5
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.7M 926,948 +14,398 +2%
Wells Fargo
2
Wells Fargo
California
$14.1M 736,616 -76,015 -9%
Invesco
3
Invesco
Georgia
$8.87M 464,946 +89,452 +24%
AAM
4
Advisors Asset Management
Colorado
$6.6M 345,841 +199,027 +136%
LNB
5
Ledyard National Bank
$3.65M 191,311 -37,834 -17%
GC
6
Guggenheim Capital
Illinois
$2.93M 153,468 +116,292 +313%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.18M 114,469 -3,737 -3%
PPA
8
Parametric Portfolio Associates
Washington
$1.95M 101,973 +9,876 +11%
U
9
UBS
Switzerland
$1.92M 100,547 +27,923 +38%
CA
10
Cornerstone Advisors
North Carolina
$1.85M 96,706 -8,714 -8%
TC
11
TFS Capital
Pennsylvania
$1.65M 86,235 +31,124 +56%
RJA
12
Raymond James & Associates
Florida
$1.43M 74,908 +18,689 +33%
Bank of America
13
Bank of America
North Carolina
$1M 52,520 -23,490 -31%
First Trust Advisors
14
First Trust Advisors
Illinois
$1M 52,526 +5,273 +11%
AIM
15
Assured Investment Management
New York
$799K 41,871 – –
KFS
16
KMS Financial Services
Washington
$697K 36,550 +10,400 +40%
PP
17
Paloma Partners
Connecticut
$658K 34,506 +34,506 New
LPL Financial
18
LPL Financial
California
$588K 30,836 +2,004 +7%
FAM
19
Formidable Asset Management
Ohio
$479K 25,702 -5,400 -17%
RCM
20
Robinson Capital Management
Michigan
$435K 22,754 +22,754 New
Citigroup
21
Citigroup
New York
$409K 21,455 +1,550 +8%
SAM
22
SignalPoint Asset Management
Missouri
$357K 18,715 +3,605 +24%
WS
23
Wedbush Securities
California
$352K 18,436 +2,640 +17%
VKH
24
Virtu KCG Holdings
New York
$232K 12,149 +12,149 New
FAM
25
Forty4 Asset Management
Illinois
$208K 10,900 – –
1
2