UBS’s Duff & Phelps Utility and Infrastructure Fund DPG Stock Holding History

UBS’s Portfolio DPG Stock Details DPG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$4.67M	Sell	219,747 -7,272	-3%	-$158K	﹤0.01%	2097
2014 Q2	$4.99M	Buy	227,019 +12,253	+6%	+$255K	﹤0.01%	1970
2014 Q1	$4.25M	Buy	214,766 +114,219	+114%	+$2.17M	﹤0.01%	2017
2013 Q4	$1.92M	Buy	100,547 +27,923	+38%	+$530K	﹤0.01%	2841
2013 Q3	$1.36M	Sell	72,624 -7,215	-9%	-$135K	﹤0.01%	3000
2013 Q2	$1.49M	Buy	+79,839	New	+$1.54M	﹤0.01%	2869

Other funds holding DPG

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

GFM

Gramercy Funds Management Greenwich, Connecticut $6.07M AUM 35.69% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

LNB

Ledyard National Bank $1.25B AUM 23.7% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS's DPG Position: Q3 2014 in Review

UBS reduced its Duff & Phelps Utility and Infrastructure Fund (DPG) stake by 3.2% in Q3 2014, selling an estimated $158K and leaving 219,747 shares worth $4.67M. The position accounts for ﹤0.01% of the portfolio, ranked #2097.

UBS first reported a position in DPG in Q2 2013 and has held it in 6 quarters since. The position peaked at $4.99M in Q2 2014. 45 funds tracked by Wall St. Rank hold DPG as of Q3 2014.

UBS held 219,747 shares of Duff & Phelps Utility and Infrastructure Fund worth $4.67M as of Q3 2014.
UBS sold 7,272 Duff & Phelps Utility and Infrastructure Fund shares in Q3 2014, an estimated $158K.
Duff & Phelps Utility and Infrastructure Fund made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2097 holding.
UBS first reported a position in Duff & Phelps Utility and Infrastructure Fund in Q2 2013 and has held it in 6 quarters since.
UBS's Duff & Phelps Utility and Infrastructure Fund position peaked at $4.99M in Q2 2014.
45 funds tracked by Wall St. Rank held Duff & Phelps Utility and Infrastructure Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.