DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

43 hedge funds and large institutions have $86.9M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
+4
Holders Change %
+10.26%
% of All Funds
1.24%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
14
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$12.7M
2
GFM
2
Gramercy Funds Management
Connecticut
$2.32M
3
U
3
UBS
Switzerland
$4.25M
4
Wells Fargo
4
Wells Fargo
California
$15.7M
5
GC
5
Guggenheim Capital
Illinois
$4.12M

Top Sellers

1
TC
1
TFS Capital
Pennsylvania
$0
2
Invesco
2
Invesco
Georgia
$7.61M
3
PP
3
Paloma Partners
Connecticut
$0
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Morgan Stanley
5
Morgan Stanley
New York
$18.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$18.1M 915,866 -11,082 -1%
Wells Fargo
2
Wells Fargo
California
$15.7M 792,129 +55,513 +8%
AAM
3
Advisors Asset Management
Colorado
$12.7M 639,363 +293,522 +85%
Invesco
4
Invesco
Georgia
$7.61M 384,620 -80,326 -17%
U
5
UBS
Switzerland
$4.25M 214,766 +114,219 +114%
GC
6
Guggenheim Capital
Illinois
$4.12M 208,171 +54,703 +36%
LNB
7
Ledyard National Bank
$3.77M 190,195 -1,116 -0.6%
CA
8
Cornerstone Advisors
North Carolina
$2.63M 133,085 +36,379 +38%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.36M 119,386 +4,917 +4%
GFM
10
Gramercy Funds Management
Connecticut
$2.32M 117,000 +117,000 New
RJA
11
Raymond James & Associates
Florida
$2.2M 111,160 +36,252 +48%
PPA
12
Parametric Portfolio Associates
Washington
$1.92M 96,898 -5,075 -5%
Bank of America
13
Bank of America
North Carolina
$936K 47,298 -5,222 -10%
WAM
14
Wolverine Asset Management
Illinois
$928K 46,906 +46,906 New
First Trust Advisors
15
First Trust Advisors
Illinois
$899K 45,423 -7,103 -14%
KFS
16
KMS Financial Services
Washington
$852K 43,039 +6,489 +18%
AIM
17
Assured Investment Management
New York
$829K 41,871 – –
LPL Financial
18
LPL Financial
California
$798K 40,319 +9,483 +31%
1CP
19
1607 Capital Partners
Virginia
$722K 36,489 +36,489 New
RCM
20
Robinson Capital Management
Michigan
$642K 32,413 +9,659 +42%
FAM
21
Formidable Asset Management
Ohio
$522K 25,702 – –
Citigroup
22
Citigroup
New York
$425K 21,437 -18 -0.1%
SAM
23
SignalPoint Asset Management
Missouri
$371K 18,739 +24 +0.1%
WS
24
Wedbush Securities
California
$247K 12,459 -5,977 -32%
HighTower Advisors
25
HighTower Advisors
Illinois
$231K 11,653 +1,434 +14%
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