DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

48 hedge funds and large institutions have $140M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 17 increasing their positions, 12 reducing their positions, and 1 closing their positions.

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
1.28%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
17
Reduced
12
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$31.2M
2
UBS Group
2
UBS Group
Switzerland
$5.19M
3
Morgan Stanley
3
Morgan Stanley
New York
$25.2M
4
GC
4
Guggenheim Capital
Illinois
$14M
5
DA
5
Doliver Advisors
Texas
$1.23M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$2.72M
2
CA
2
Cornerstone Advisors
North Carolina
$3.5M
3
Wells Fargo
3
Wells Fargo
California
$18.6M
4
Invesco
4
Invesco
Georgia
$10.9M
5
Bank of America
5
Bank of America
North Carolina
$956K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$31.2M 1,444,033 +274,616 +23%
Morgan Stanley
2
Morgan Stanley
New York
$25.2M 1,163,190 +161,630 +16%
Wells Fargo
3
Wells Fargo
California
$18.6M 858,049 -49,042 -5%
GC
4
Guggenheim Capital
Illinois
$14M 646,517 +152,419 +31%
Invesco
5
Invesco
Georgia
$10.9M 503,407 -36,885 -7%
UBS Group
6
UBS Group
Switzerland
$5.19M 239,906 +239,906 New
LNB
7
Ledyard National Bank
$4.22M 194,809 +11,494 +6%
RJA
8
Raymond James & Associates
Florida
$3.83M 176,940 +12,233 +7%
PPA
9
Parametric Portfolio Associates
Washington
$3.67M 169,395 +10,053 +6%
CA
10
Cornerstone Advisors
North Carolina
$3.5M 161,784 -68,240 -30%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.91M 134,599 +11,250 +9%
GFM
12
Gramercy Funds Management
Connecticut
$2.72M 125,757 -151,211 -55%
1CP
13
1607 Capital Partners
Virginia
$1.79M 82,703 -702 -0.8%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$1.33M 61,480 +56,603 +1,161%
DA
15
Doliver Advisors
Texas
$1.23M 56,918 +56,918 New
First Trust Advisors
16
First Trust Advisors
Illinois
$1.22M 56,308 +4,125 +8%
NPC
17
National Planning Corporation
California
$1.15M 55,854 -1,928 -3%
LPL Financial
18
LPL Financial
California
$1.06M 49,178 +5,872 +14%
Bank of America
19
Bank of America
North Carolina
$956K 44,141 -7,585 -15%
AIM
20
Assured Investment Management
New York
$906K 41,871 – –
SYBT
21
Stock Yards Bank & Trust
Kentucky
$623K 28,800 +28,800 New
SMC
22
Smith, Moore & Co
Missouri
$605K 27,971 -222 -0.8%
FAM
23
Formidable Asset Management
Ohio
$554K 25,618 -84 -0.3%
Citigroup
24
Citigroup
New York
$424K 19,568 +134 +0.7%
SAM
25
SignalPoint Asset Management
Missouri
$353K 16,304 +22 +0.1%
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