DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

45 hedge funds and large institutions have $116M invested in Duff & Phelps Utility and Infrastructure Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.29%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
19
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$18.8M
2
GC
2
Guggenheim Capital
Illinois
$8.39M
3
GFM
3
Gramercy Funds Management
Connecticut
$6.29M
4
Wells Fargo
4
Wells Fargo
California
$19.2M
5
Invesco
5
Invesco
Georgia
$10.1M

Top Sellers

1
RCM
1
Robinson Capital Management
Michigan
$0
2
Morgan Stanley
2
Morgan Stanley
New York
$19.6M
3
LNB
3
Ledyard National Bank
$4.09M
4
WS
4
Wedbush Securities
California
$214K
5
LPL Financial
5
LPL Financial
California
$854K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.6M 889,432 -26,434 -3%
Wells Fargo
2
Wells Fargo
California
$19.2M 872,369 +80,240 +10%
AAM
3
Advisors Asset Management
Colorado
$18.8M 856,063 +216,700 +34%
Invesco
4
Invesco
Georgia
$10.1M 457,711 +73,091 +19%
GC
5
Guggenheim Capital
Illinois
$8.39M 381,738 +173,567 +83%
GFM
6
Gramercy Funds Management
Connecticut
$6.29M 286,068 +169,068 +145%
U
7
UBS
Switzerland
$4.99M 227,019 +12,253 +6%
LNB
8
Ledyard National Bank
$4.09M 186,131 -4,064 -2%
CA
9
Cornerstone Advisors
North Carolina
$4.08M 185,715 +52,630 +40%
RJA
10
Raymond James & Associates
Florida
$2.89M 131,465 +20,305 +18%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.67M 121,249 +1,863 +2%
PPA
12
Parametric Portfolio Associates
Washington
$2.32M 105,332 +8,434 +9%
1CP
13
1607 Capital Partners
Virginia
$1.83M 83,405 +46,916 +129%
Bank of America
14
Bank of America
North Carolina
$1.12M 50,796 +3,498 +7%
First Trust Advisors
15
First Trust Advisors
Illinois
$1.12M 50,773 +5,350 +12%
WAM
16
Wolverine Asset Management
Illinois
$1.07M 48,831 +1,925 +4%
KFS
17
KMS Financial Services
Washington
$924K 42,014 -1,025 -2%
AIM
18
Assured Investment Management
New York
$921K 41,871 – –
LPL Financial
19
LPL Financial
California
$854K 38,842 -1,477 -4%
SMC
20
Smith, Moore & Co
Missouri
$656K 29,844 +29,844 New
DA
21
Doliver Advisors
Texas
$597K 27,162 +27,162 New
FAM
22
Formidable Asset Management
Ohio
$565K 25,702 – –
Citigroup
23
Citigroup
New York
$498K 22,631 +1,194 +6%
SAM
24
SignalPoint Asset Management
Missouri
$413K 18,761 +22 +0.1%
TC
25
TFS Capital
Pennsylvania
$385K 17,515 +17,515 New
1
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