DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

55 hedge funds and large institutions have $114M invested in Duff & Phelps Utility and Infrastructure Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 8 closing their positions.

Holders
55
Holders Change
+7
Holders Change %
+14.58%
% of All Funds
1.44%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
15
Increased
13
Reduced
21
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$16.4M
2
FIMG
2
Financial & Investment Management Group
Michigan
$8.37M
3
UBS Group
3
UBS Group
Switzerland
$7.94M
4
RCM
4
Rivernorth Capital Management
Florida
$1.66M
5
SG Americas Securities
5
SG Americas Securities
New York
$1.5M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$11.8M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
LNB
3
Ledyard National Bank
$84K
4
Invesco
4
Invesco
Georgia
$4.48M
5
GC
5
Guggenheim Capital
Illinois
$8.8M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$19.5M 1,323,767 +95,448 +8%
Wells Fargo
2
Wells Fargo
California
$16.4M 1,113,306 +206,471 +23%
AAM
3
Advisors Asset Management
Colorado
$11.8M 800,109 -313,805 -28%
GC
4
Guggenheim Capital
Illinois
$8.8M 597,125 -54,018 -8%
FIMG
5
Financial & Investment Management Group
Michigan
$8.37M 568,372 +199,698 +54%
UBS Group
6
UBS Group
Switzerland
$7.94M 539,161 +155,787 +41%
CA
7
Cornerstone Advisors
North Carolina
$5.6M 380,163 +61,264 +19%
Invesco
8
Invesco
Georgia
$4.48M 303,877 -115,513 -28%
RJA
9
Raymond James & Associates
Florida
$4.34M 294,756 +36,232 +14%
1CP
10
1607 Capital Partners
Virginia
$3.64M 247,403 +15,511 +7%
PPA
11
Parametric Portfolio Associates
Washington
$3.05M 207,093 -16,905 -8%
PCP
12
Proficio Capital Partners
Massachusetts
$2.21M 149,909 +149,909 New
MC
13
Matisse Capital
Oregon
$2.01M 136,362 +136,362 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2M 136,036 -2,003 -1%
RCM
15
Rivernorth Capital Management
Florida
$1.66M 112,550 +112,550 New
SG Americas Securities
16
SG Americas Securities
New York
$1.5M 101,493 +101,493 New
LCM
17
Landscape Capital Management
New Jersey
$1.31M 88,824 +75,142 +549%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$977K 66,335 -4,532 -6%
LPL Financial
19
LPL Financial
California
$829K 56,712 +26,020 +85%
First Trust Advisors
20
First Trust Advisors
Illinois
$783K 53,135 -3,667 -6%
WAM
21
Weiss Asset Management
Massachusetts
$773K 52,461 +52,461 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$710K 48,213 -9,357 -16%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$544K 36,916 +36,916 New
Bank of America
24
Bank of America
North Carolina
$521K 35,375 -1,177 -3%
CCP
25
Clough Capital Partners
Massachusetts
$521K 35,400 +35,400 New
1
2 3