DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

43 hedge funds and large institutions have $126M invested in Duff & Phelps Utility and Infrastructure Fund in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 9 closing their positions.

Holders
43
Holders Change
-5
Holders Change %
-10.42%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
11
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.02M
2
PPA
2
Parametric Portfolio Associates
Washington
$4.27M
3
CA
3
Cornerstone Advisors
North Carolina
$4.08M
4
Morgan Stanley
4
Morgan Stanley
New York
$23.7M
5
RJA
5
Raymond James & Associates
Florida
$4.07M

Top Sellers

1
GFM
1
Gramercy Funds Management
Connecticut
$0
2
DA
2
Doliver Advisors
Texas
$0
3
NPC
3
National Planning Corporation
California
$0
4
AIM
4
Assured Investment Management
New York
$0
5
Wells Fargo
5
Wells Fargo
California
$16M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$28.9M 1,465,216 +21,183 +1%
Morgan Stanley
2
Morgan Stanley
New York
$23.7M 1,199,840 +36,650 +3%
Wells Fargo
3
Wells Fargo
California
$16M 812,430 -45,619 -5%
GC
4
Guggenheim Capital
Illinois
$13.3M 672,214 +25,697 +4%
Invesco
5
Invesco
Georgia
$9.55M 483,368 -20,039 -4%
UBS Group
6
UBS Group
Switzerland
$4.3M 217,493 -22,413 -9%
PPA
7
Parametric Portfolio Associates
Washington
$4.27M 215,930 +46,535 +27%
CA
8
Cornerstone Advisors
North Carolina
$4.08M 206,307 +44,523 +28%
RJA
9
Raymond James & Associates
Florida
$4.07M 205,912 +28,972 +16%
LNB
10
Ledyard National Bank
$3.99M 202,043 +7,234 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$3.18M 160,957 +26,358 +20%
1CP
12
1607 Capital Partners
Virginia
$1.55M 78,387 -4,316 -5%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$1.4M 70,772 +9,292 +15%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.12M 56,638 +330 +0.6%
WAM
15
Wolverine Asset Management
Illinois
$1.02M 51,402 +51,402 New
LPL Financial
16
LPL Financial
California
$901K 45,393 -3,785 -8%
Bank of America
17
Bank of America
North Carolina
$686K 34,709 -9,432 -21%
SYBT
18
Stock Yards Bank & Trust
Kentucky
$549K 27,800 -1,000 -3%
SMC
19
Smith, Moore & Co
Missouri
$543K 27,491 -480 -2%
FAM
20
Formidable Asset Management
Ohio
$378K 19,068 -6,550 -26%
Deutsche Bank
21
Deutsche Bank
Germany
$326K 16,527 +6,740 +69%
SAM
22
SignalPoint Asset Management
Missouri
$322K 16,326 +22 +0.1%
Citigroup
23
Citigroup
New York
$309K 15,659 -3,909 -20%
HighTower Advisors
24
HighTower Advisors
Illinois
$223K 11,274 – –
SWP
25
Stratos Wealth Partners
Ohio
$217K 10,912 +10,912 New
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