Smith, Moore & Co’s Duff & Phelps Utility and Infrastructure Fund DPG Stock Holding History

Smith, Moore & Co’s Portfolio DPG Stock Details DPG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-26,831	Closed	-$406K	–	177
2015 Q3	$406K	Sell	26,831 -669	-2%	-$11.1K	0.23%	82
2015 Q2	$487K	Buy	27,500 +9	+0%	+$175	0.25%	77
2015 Q1	$543K	Sell	27,491 -480	-2%	-$9.79K	0.29%	68
2014 Q4	$605K	Sell	27,971 -222	-0.8%	-$4.78K	0.32%	58
2014 Q3	$600K	Sell	28,193 -1,651	-6%	-$36K	0.33%	56
2014 Q2	$656K	Buy	+29,844	New	+$621K	0.4%	41

Other funds holding DPG

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Smith, Moore & Co's DPG Position: Q4 2015 in Review

Smith, Moore & Co sold out of Duff & Phelps Utility and Infrastructure Fund (DPG) in Q4 2015, closing a stake of 26,831 shares — an estimated $406K sold.

Smith, Moore & Co first reported a position in DPG in Q2 2014 and held it in 6 quarters. The position peaked at $656K in Q2 2014. 55 funds tracked by Wall St. Rank hold DPG as of Q4 2015.

Smith, Moore & Co reported no remaining Duff & Phelps Utility and Infrastructure Fund position as of Q4 2015 after selling out during the quarter.
Smith, Moore & Co sold 26,831 Duff & Phelps Utility and Infrastructure Fund shares in Q4 2015, an estimated $406K.
Smith, Moore & Co first reported a position in Duff & Phelps Utility and Infrastructure Fund in Q2 2014 and held it in 6 quarters.
Smith, Moore & Co's Duff & Phelps Utility and Infrastructure Fund position peaked at $656K in Q2 2014.
55 funds tracked by Wall St. Rank held Duff & Phelps Utility and Infrastructure Fund as of Q4 2015.

Based on Smith, Moore & Co's 13F filing for Q4 2015, filed 12 Feb 2016.