DPG

Duff & Phelps Utility and Infrastructure Fund
DPG

Overview Fund Activity

36 hedge funds and large institutions have $63.8M invested in Duff & Phelps Utility and Infrastructure Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
14
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$7.03M
2
Wells Fargo
2
Wells Fargo
California
$15.2M
3
CA
3
Cornerstone Advisors
North Carolina
$1.97M
4
TC
4
TFS Capital
Pennsylvania
$1.03M
5
AAM
5
Advisors Asset Management
Colorado
$2.75M

Top Sellers

1
LNB
1
Ledyard National Bank
$4.29M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$0
3
Jane Street
3
Jane Street
New York
$0
4
AIM
4
Assured Investment Management
New York
$783K
5
U
5
UBS
Switzerland
$1.36M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$17.1M 912,550 +38,483 +4%
Wells Fargo
2
Wells Fargo
California
$15.2M 812,631 +59,928 +8%
Invesco
3
Invesco
Georgia
$7.03M 375,494 +69,309 +23%
LNB
4
Ledyard National Bank
$4.29M 229,145 -178,857 -44%
AAM
5
Advisors Asset Management
Colorado
$2.75M 146,814 +54,280 +59%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.21M 118,206 +28,013 +31%
CA
7
Cornerstone Advisors
North Carolina
$1.97M 105,420 +59,020 +127%
PPA
8
Parametric Portfolio Associates
Washington
$1.72M 92,097 +18,354 +25%
Bank of America
9
Bank of America
North Carolina
$1.42M 76,010 +11,499 +18%
U
10
UBS
Switzerland
$1.36M 72,624 -7,215 -9%
RJA
11
Raymond James & Associates
Florida
$1.05M 56,219 +21,141 +60%
TC
12
TFS Capital
Pennsylvania
$1.03M 55,111 +55,111 New
First Trust Advisors
13
First Trust Advisors
Illinois
$884K 47,253 +3,704 +9%
AIM
14
Assured Investment Management
New York
$783K 41,871 -10,468 -20%
GC
15
Guggenheim Capital
Illinois
$695K 37,176 +37,176 New
DA
16
Doliver Advisors
Texas
$583K 31,173 +15,807 +103%
FAM
17
Formidable Asset Management
Ohio
$583K 31,102 +31,102 New
LPL Financial
18
LPL Financial
California
$543K 28,832 -2,898 -9%
KFS
19
KMS Financial Services
Washington
$489K 26,150 +12,250 +88%
Citigroup
20
Citigroup
New York
$372K 19,905 -6,108 -23%
Deutsche Bank
21
Deutsche Bank
Germany
$354K 19,030 +8,650 +83%
WS
22
Wedbush Securities
California
$296K 15,796 +21 +0.1%
SAM
23
SignalPoint Asset Management
Missouri
$283K 15,110 +15,110 New
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$247K 13,205 +13,205 New
FAM
25
Forty4 Asset Management
Illinois
$204K 10,900 +10,900 New
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