Ladenburg Thalmann Financial Services’s Barings Global Short Duration High Yield Fund BGH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.29M	Buy	73,518 +17,510	+31%	+$298K	0.01%	1108
2019 Q3	$975K	Buy	56,008 +4,030	+8%	+$71.6K	0.01%	1263
2019 Q2	$919K	Sell	51,978 -2,516	-5%	-$45.9K	0.01%	1286
2019 Q1	$986K	Buy	54,494 +2,745	+5%	+$48.1K	0.01%	1203
2018 Q4	$825K	Sell	51,749 -27,344	-35%	-$478K	0.01%	1169
2018 Q3	$1.53M	Buy	79,093 +36,843	+87%	+$707K	0.01%	860
2018 Q2	$789K	Hold	42,250	–	–	0.01%	1219
2018 Q1	$789K	Sell	42,250 -462	-1%	-$8.71K	0.01%	1219
2017 Q4	$827K	Sell	42,712 -2,691	-6%	-$53.9K	0.01%	1189
2017 Q3	$936K	Buy	45,403 +17,222	+61%	+$348K	0.01%	1035
2017 Q2	$558K	Buy	28,181 +24,948	+772%	+$499K	0.01%	1315
2017 Q1	$64K	Sell	3,233 -1,324	-29%	-$26.3K	﹤0.01%	2709
2016 Q4	$88K	Buy	4,557 +1,393	+44%	+$25.7K	﹤0.01%	2418
2016 Q3	$59K	Buy	3,164 +286	+10%	+$5.29K	﹤0.01%	2664
2016 Q2	$51K	Buy	2,878 +721	+33%	+$12.5K	﹤0.01%	2655
2016 Q1	$36K	Buy	2,157 +106	+5%	+$1.67K	﹤0.01%	2835
2015 Q4	$34K	Buy	2,051 +51	+3%	+$871	﹤0.01%	2846
2015 Q3	$35K	Hold	2,000	–	–	﹤0.01%	2710
2015 Q2	$40K	Hold	2,000	–	–	﹤0.01%	2739
2015 Q1	$42K	Buy	2,000 +1,000	+100%	+$21K	﹤0.01%	2683
2014 Q4	$20K	Hold	1,000	–	–	﹤0.01%	2977
2014 Q3	$23K	Hold	1,000	–	–	﹤0.01%	2533
2014 Q2	$24K	Buy	+1,000	New	+$24.4K	﹤0.01%	2505
2013 Q4	–	Sell	-500	Closed	-$11K	–	3734
2013 Q3	$11K	Hold	500	–	–	﹤0.01%	2791
2013 Q2	$11K	Buy	+500	New	+$12.3K	﹤0.01%	2665