BGH

Barings Global Short Duration High Yield Fund
BGH

Overview Fund Activity

24 hedge funds and large institutions have $38.7M invested in Barings Global Short Duration High Yield Fund in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 4 reducing their positions, and 4 closing their positions.

Holders
24
Holders Change
+1
Holders Change %
+4.35%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
4
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$3.85M
2
RCM
2
Rivernorth Capital Management
Florida
$6.62M
3
TAM
3
Third Avenue Management
New York
$1.87M
4
1832 Asset Management
4
1832 Asset Management
Ontario, Canada
$1.16M
5
SCM
5
Saba Capital Management
New York
$1.05M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$436K
2
DA
2
Doliver Advisors
Texas
$0
3
Deutsche Bank
3
Deutsche Bank
Germany
$478K
4
OC
4
Oppenheimer & Co
New York
$202K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Bank of America
1
Bank of America
North Carolina
$6.94M 300,282 +40,754 +16%
TCMG
2
TSP Capital Management Group
New Jersey
– – – –
RCM
3
Rivernorth Capital Management
Florida
$6.62M 286,490 +137,949 +93%
U
4
UBS
Switzerland
$3.85M 166,324 +155,436 +1,428%
Invesco
5
Invesco
Georgia
$2.64M 114,050 +2,412 +2%
Wells Fargo
6
Wells Fargo
California
$2.41M 104,313 +6,303 +6%
TAM
7
Third Avenue Management
New York
$1.87M 81,347 +81,347 New
ADBIC
8
A.D. Beadell Investment Counsel
Wisconsin
$1.5M 64,750 +4,850 +8%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.16M 50,000 +50,000 New
SCM
10
Saba Capital Management
New York
$1.05M 45,386 +45,386 New
RJA
11
Raymond James & Associates
Florida
$842K 36,400 +16,625 +84%
GC
12
Guggenheim Capital
Illinois
$492K 21,282 +11,350 +114%
Deutsche Bank
13
Deutsche Bank
Germany
$478K 20,684 -10,316 -33%
Morgan Stanley
14
Morgan Stanley
New York
$436K 18,855 -101,631 -84%
LPL Financial
15
LPL Financial
California
$405K 17,498 +1,013 +6%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$295K 12,746 +12,746 New
DC
17
Davenport & Co
Virginia
$272K 11,750 +2,450 +26%
OC
18
Oppenheimer & Co
New York
$202K 8,719 -1,150 -12%
BNP Paribas Financial Markets
19
BNP Paribas Financial Markets
France
$132K 5,730 +5,730 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$110K 4,800 – –
CAPTRUST Financial Advisors
21
CAPTRUST Financial Advisors
North Carolina
$92K 4,000 – –
Creative Planning
22
Creative Planning
Kansas
$33K 1,425 +1,425 New
TRCT
23
Tower Research Capital (TRC)
New York
$24K 1,038 +538 +108%
Citigroup
24
Citigroup
New York
$12K 500 -49 -9%
MIM
25
Macroview Investment Management
Maryland
$9K 400 – –
1
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