BGH

Barings Global Short Duration High Yield Fund
BGH

Overview Fund Activity

29 hedge funds and large institutions have $37M invested in Barings Global Short Duration High Yield Fund in 2014 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
29
Holders Change
+5
Holders Change %
+20.83%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GC
1
Guggenheim Capital
Illinois
$5.48M
2
Deutsche Bank
2
Deutsche Bank
Germany
$1.1M
3
U
3
UBS
Switzerland
$4.34M
4
WKWM
4
Walter & Keenan Wealth Management
Indiana
$240K
5
PIA
5
Peachtree Investment Advisors
Georgia
$200K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$0
2
Wells Fargo
2
Wells Fargo
California
$1.25M
3
Bank of America
3
Bank of America
North Carolina
$6.05M
4
SCM
4
Saba Capital Management
New York
$0
5
LPL Financial
5
LPL Financial
California
$339K
Name Market Value Shares Shares
Change 		Shares
Change %
TCMG
1
TSP Capital Management Group
New Jersey
– – – –
Bank of America
2
Bank of America
North Carolina
$6.05M 252,503 -47,779 -16%
GC
3
Guggenheim Capital
Illinois
$5.48M 228,497 +207,215 +974%
U
4
UBS
Switzerland
$4.34M 181,153 +14,829 +9%
Invesco
5
Invesco
Georgia
$2.81M 117,062 +3,012 +3%
TAM
6
Third Avenue Management
New York
$2.01M 84,032 +2,685 +3%
ADBIC
7
A.D. Beadell Investment Counsel
Wisconsin
$1.57M 65,650 +900 +1%
Wells Fargo
8
Wells Fargo
California
$1.25M 52,125 -52,188 -50%
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$1.24M 51,357 +1,357 +3%
Deutsche Bank
10
Deutsche Bank
Germany
$1.1M 45,702 +25,018 +121%
RJA
11
Raymond James & Associates
Florida
$876K 36,550 +150 +0.4%
Morgan Stanley
12
Morgan Stanley
New York
$466K 19,434 +579 +3%
LPL Financial
13
LPL Financial
California
$339K 14,153 -3,345 -19%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$308K 12,843 +97 +0.8%
DC
15
Davenport & Co
Virginia
$294K 12,250 +500 +4%
WKWM
16
Walter & Keenan Wealth Management
Indiana
$240K 10,000 +10,000 New
OC
17
Oppenheimer & Co
New York
$202K 8,419 -300 -3%
PIA
18
Peachtree Investment Advisors
Georgia
$200K 8,350 +8,350 New
TRCT
19
Tower Research Capital (TRC)
New York
$173K 7,200 +6,162 +594%
BNP Paribas Financial Markets
20
BNP Paribas Financial Markets
France
$139K 5,730 – –
Barclays
21
Barclays
United Kingdom
$128K 5,566 +5,566 New
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$96K 4,000 -800 -17%
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$96K 4,000 – –
CFSG
24
Community Financial Services Group
Vermont
$24K 1,000 +1,000 New
Creative Planning
25
Creative Planning
Kansas
$19K 800 -625 -44%
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