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BGH

Barings Global Short Duration High Yield Fund

37 hedge funds and large institutions have $57.5M invested in Barings Global Short Duration High Yield Fund in 2014 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 7

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

12% more funds holding

Funds holding: 3337 (+4)

8% more capital invested

Capital invested by funds: $53.4M → $57.5M (+$4.03M)

2.48% more ownership

Funds ownership: 10.01%12.49% (+2.5%)

Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
8
Reduced
7
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$9.53M +$10.4M +472,079 New
GC
2
Guggenheim Capital
Illinois
$8.32M -$364K -16,493 -4%
Bessemer Group
3
Bessemer Group
New Jersey
$8.2M -$513K -23,267 -5%
TCMG
4
TSP Capital Management Group
New Jersey
$6.88M
Bank of America
5
Bank of America
North Carolina
$5.97M -$1.45M -65,643 -18%
Invesco
6
Invesco
Georgia
$4.12M +$153K +6,923 +4%
Wells Fargo
7
Wells Fargo
California
$2.48M +$1.1M +49,775 +68%
SG Americas Securities
8
SG Americas Securities
New York
$1.68M +$1.84M +83,375 New
ADBIC
9
A.D. Beadell Investment Counsel
Wisconsin
$1.56M +$280K +12,700 +20%
MIG
10
Mariner Investment Group
New York
$1.13M +$1.23M +55,824 New
RJA
11
Raymond James & Associates
Florida
$1.02M +$143K +6,475 +15%
Morgan Stanley
12
Morgan Stanley
New York
$717K +$257K +11,659 +49%
Deutsche Bank
13
Deutsche Bank
Germany
$609K -$375K -17,000 -36%
PAM
14
PVG Asset Management
Colorado
$571K +$624K +28,294 New
VKH
15
Virtu KCG Holdings
New York
$546K +$596K +27,041 New
UBS Group
16
UBS Group
Switzerland
$539K +$588K +26,663 New
WKWM
17
Walter & Keenan Wealth Management
Indiana
$515K +$22.1K +1,000 +4%
WAM
18
Wolverine Asset Management
Illinois
$445K +$375K +16,988 +335%
BFM
19
Boothbay Fund Management
New York
$388K +$424K +19,236 New
CIA
20
Capital Investment Advisors
Georgia
$354K +$387K +17,522 New
LPL Financial
21
LPL Financial
California
$350K -$54.8K -2,484 -13%
OC
22
Oppenheimer & Co
New York
$261K -$52.9K -2,400 -16%
DA
23
Doliver Advisors
Texas
$257K +$281K +12,745 New
DC
24
Davenport & Co
Virginia
$239K -$4.41K -200 -2%
Citigroup
25
Citigroup
New York
$186K +$203K +9,212 New

BGH Hedge Fund Activity: Q4 2014 in Review

37 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Barings Global Short Duration High Yield Fund (BGH) for Q4 2014, worth a combined $57.5M — up 7.5% from $53.4M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new BGH positions and 7 closed out — a net gain of 5 holders — while 8 added to existing stakes and 7 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $10.4M. The largest seller was Bank of America, cutting an estimated $1.45M.

  • 37 institutional investors held Barings Global Short Duration High Yield Fund (BGH) as of Q4 2014, up from 33 in Q3 2014.
  • Funds reported $57.5M of Barings Global Short Duration High Yield Fund stock for Q4 2014, up 7.5% quarter-over-quarter.
  • 12 funds opened new Barings Global Short Duration High Yield Fund positions in Q4 2014 and 7 closed out, a net change of +5 holders.
  • The largest Barings Global Short Duration High Yield Fund buyer in Q4 2014 was Rivernorth Capital Management, an estimated $10.4M added.
  • The largest Barings Global Short Duration High Yield Fund seller in Q4 2014 was Bank of America, an estimated $1.45M sold.

Based on aggregated 13F filings for Q4 2014.