Ladenburg Thalmann Financial Services’s ProShares S&P MidCap 400 Dividend Aristocrats ETF REGL Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio REGL Stock Details REGL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1.2M	Sell	20,000 -3,116	-13%	-$184K	0.01%	1155
2019 Q3	$1.34M	Sell	23,116 -11,606	-33%	-$673K	0.01%	1037
2019 Q2	$2.03M	Sell	34,722 -6,930	-17%	-$400K	0.01%	798
2019 Q1	$2.35M	Buy	41,652 +23,762	+133%	+$1.32M	0.02%	706
2018 Q4	$925K	Sell	17,890 -1,562	-8%	-$85.2K	0.01%	1108
2018 Q3	$1.11M	Sell	19,452 -4,688	-19%	-$266K	0.01%	1065
2018 Q2	$1.27M	Hold	24,140	–	–	0.01%	925
2018 Q1	$1.27M	Buy	24,140 +22	+0.1%	+$1.18K	0.01%	925
2017 Q4	$1.32M	Buy	24,118 +2,474	+11%	+$133K	0.01%	900
2017 Q3	$1.13M	Sell	21,644 -28,469	-57%	-$1.46M	0.01%	918
2017 Q2	$2.58M	Buy	50,113 +19,397	+63%	+$998K	0.03%	492
2017 Q1	$1.59M	Buy	30,716 +3,722	+14%	+$191K	0.02%	670
2016 Q4	$1.36M	Sell	26,994 -2,580	-9%	-$123K	0.02%	694
2016 Q3	$1.38M	Buy	29,574 +15,791	+115%	+$739K	0.02%	633
2016 Q2	$637K	Buy	13,783 +10,953	+387%	+$486K	0.01%	996
2016 Q1	$123K	Sell	2,830 -1,302	-32%	-$51.4K	﹤0.01%	1920
2015 Q4	$162K	Buy	4,132 +3,012	+269%	+$120K	﹤0.01%	1724
2015 Q3	$42K	Buy	+1,120	New	+$44K	﹤0.01%	2593

Other funds holding REGL

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

GVAG

Great Valley Advisor Group Wilmington, Delaware $5.5B AUM 20.56% 1-Year Est. Return

Ladenburg Thalmann Financial Services's REGL Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) stake by 13% in Q4 2019, selling an estimated $184K and leaving 20,000 shares worth $1.2M. The position accounts for 0.01% of the portfolio, ranked #1155.

Ladenburg Thalmann Financial Services first reported a position in REGL in Q3 2015 and has held it in 18 quarters since. The position peaked at $2.58M in Q2 2017. 115 funds tracked by Wall St. Rank hold REGL as of Q4 2019.

Ladenburg Thalmann Financial Services held 20,000 shares of ProShares S&P MidCap 400 Dividend Aristocrats ETF worth $1.2M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 3,116 ProShares S&P MidCap 400 Dividend Aristocrats ETF shares in Q4 2019, an estimated $184K.
ProShares S&P MidCap 400 Dividend Aristocrats ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1155 holding.
Ladenburg Thalmann Financial Services first reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF in Q3 2015 and has held it in 18 quarters since.
Ladenburg Thalmann Financial Services's ProShares S&P MidCap 400 Dividend Aristocrats ETF position peaked at $2.58M in Q2 2017.
115 funds tracked by Wall St. Rank held ProShares S&P MidCap 400 Dividend Aristocrats ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.