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ProShares S&P MidCap 400 Dividend Aristocrats ETF

38 hedge funds and large institutions have $89.7M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2016 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 16 increasing their positions, 6 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

255.17% more ownership

Funds ownership: 227.41%482.58% (+255%)

167% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 6

113% more capital invested

Capital invested by funds: $42M → $89.7M (+$47.6M)

41% more funds holding

Funds holding: 2738 (+11)

Holders
38
Holders Change
+11
Holders Change %
+40.74%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
16
Increased
16
Reduced
6
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20.2M +$17.9M +382,803 +745%
Bank of America
2
Bank of America
North Carolina
$11.9M +$2.49M +53,141 +26%
Bank of Montreal
3
Bank of Montreal
Ontario, Canada
$9.75M +$9.81M +209,717 New
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$9.68M +$9.74M +208,147 New
UBS Group
5
UBS Group
Switzerland
$6.79M +$3.8M +81,318 +126%
LPL Financial
6
LPL Financial
California
$4.37M +$652K +13,932 +17%
CCP
7
Cardan Capital Partners
Colorado
$4.12M +$117K +2,503 +3%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$3.93M +$1.75M +37,427 +80%
TFA
9
Toth Financial Advisory
Virginia
$3.85M +$1.99M +42,628 +106%
RJA
10
Raymond James & Associates
Florida
$2.27M +$2.29M +48,919 New
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.38M +$739K +15,791 +115%
JP Morgan Chase
12
JP Morgan Chase
New York
$1.16M +$1.17M +25,000 New
AG
13
Advisor Group
Arizona
$1.16M -$5.36M -114,565 -82%
CAN
14
Cetera Advisor Networks
California
$1.08M +$1.08M +23,188 New
Jane Street
15
Jane Street
New York
$968K -$2.41M -51,618 -71%
CWM
16
Concert Wealth Management
California
$794K +$338K +7,220 +74%
Wells Fargo
17
Wells Fargo
California
$774K +$779K +16,651 New
Stifel Financial
18
Stifel Financial
Missouri
$704K +$709K +15,165 New
Citigroup
19
Citigroup
New York
$652K +$656K +14,025 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$595K -$272K -5,811 -31%
MFS
21
MSI Financial Services
Massachusetts
$535K +$244K +5,218 +83%
CWM
22
Cornerstone Wealth Management
Missouri
$469K +$480K +10,269 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$434K +$191K +4,083 +78%
FHA
24
First Horizon Advisors
Tennessee
$286K +$294K +6,288 New
Baird Financial Group
25
Baird Financial Group
Wisconsin
$273K +$274K +5,863 New

REGL Hedge Fund Activity: Q3 2016 in Review

38 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2016, worth a combined $89.7M — up 113% from $42M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new REGL positions and 3 closed out — a net gain of 13 holders — while 16 added to existing stakes and 6 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $17.9M. The largest seller was Advisor Group, cutting an estimated $5.36M.

  • 38 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2016, up from 27 in Q2 2016.
  • Funds reported $89.7M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2016, up 113% quarter-over-quarter.
  • 16 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2016 and 3 closed out, a net change of +13 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2016 was Morgan Stanley, an estimated $17.9M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2016 was Advisor Group, an estimated $5.36M sold.

Based on aggregated 13F filings for Q3 2016.