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ProShares S&P MidCap 400 Dividend Aristocrats ETF

46 hedge funds and large institutions have $151M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2016 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 3 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

767% more repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 3

267% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 3

69% more capital invested

Capital invested by funds: $89.7M → $151M (+$61.6M)

21% more funds holding

Funds holding: 3846 (+8)

433.46% less ownership

Funds ownership: 482.58%49.12% (-433%)

Holders
46
Holders Change
+8
Holders Change %
+21.05%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
26
Reduced
3
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53M +$29.5M +618,389 +142%
Bank of America
2
Bank of America
North Carolina
$17M +$3.88M +81,530 +32%
UBS Group
3
UBS Group
Switzerland
$14M +$6.28M +131,807 +90%
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$10.3M +$79.2K +1,663 +0.8%
Wells Fargo
5
Wells Fargo
California
$7.8M +$6.59M +138,222 +830%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.3M +$990K +20,770 +25%
LPL Financial
7
LPL Financial
California
$4.98M +$144K +3,024 +3%
CCP
8
Cardan Capital Partners
Colorado
$4.57M +$108K +2,276 +3%
TFA
9
Toth Financial Advisory
Virginia
$4.41M +$231K +4,838 +6%
RJA
10
Raymond James & Associates
Florida
$3.85M +$1.31M +27,562 +56%
Jane Street
11
Jane Street
New York
$2.67M +$1.54M +32,231 +155%
WS
12
Wedbush Securities
California
$2.18M +$2.06M +43,213 New
Stifel Financial
13
Stifel Financial
Missouri
$1.93M +$1.09M +22,955 +151%
MWM
14
Meridian Wealth Management
Kentucky
$1.71M +$1.61M +33,850 New
SFS
15
Sowell Financial Services
Arkansas
$1.62M +$1.49M +31,300 New
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$1.36M -$123K -2,580 -9%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$1.33M +$1.16M +24,346 +1,217%
AG
18
Advisor Group
Arizona
$1.31M +$59.4K +1,246 +5%
JP Morgan Chase
19
JP Morgan Chase
New York
$1.26M
Citigroup
20
Citigroup
New York
$1.01M +$292K +6,120 +44%
CWM
21
Cornerstone Wealth Management
Missouri
$990K +$445K +9,346 +91%
AIP
22
Ahrens Investment Partners
Louisiana
$896K +$848K +17,800 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$730K +$246K +5,168 +55%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$684K +$38.1K +799 +6%
CAN
25
Cetera Advisor Networks
California
$669K -$473K -9,930 -43%

REGL Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q4 2016, worth a combined $151M — up 69% from $89.7M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new REGL positions and 3 closed out — a net gain of 8 holders — while 26 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $29.5M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $9.68M sold.

  • 46 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q4 2016, up from 38 in Q3 2016.
  • Funds reported $151M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q4 2016, up 69% quarter-over-quarter.
  • 11 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q4 2016 and 3 closed out, a net change of +8 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q4 2016 was Morgan Stanley, an estimated $29.5M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q4 2016 was Envestnet Asset Management, an estimated $9.68M sold.

Based on aggregated 13F filings for Q4 2016.