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ProShares S&P MidCap 400 Dividend Aristocrats ETF

107 hedge funds and large institutions have $368M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 43 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

86% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 7

10% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 39

6% more funds holding

Funds holding: 101107 (+6)

0.73% less ownership

Funds ownership: 54.48%53.75% (-0.73%)

2% less capital invested

Capital invested by funds: $374M → $368M (-$5.7M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
107
Holders Change
+6
Holders Change %
+5.94%
% of All Funds
2.16%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
43
Reduced
39
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$76M +$2.68M +49,410 +4%
Wells Fargo
2
Wells Fargo
California
$43M -$4.82M -88,781 -10%
Bank of America
3
Bank of America
North Carolina
$33.5M -$211K -3,879 -0.6%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$24.7M +$582K +10,722 +2%
UBS Group
5
UBS Group
Switzerland
$19.6M +$2.05M +37,656 +11%
Ameriprise
6
Ameriprise
Minnesota
$18.8M -$739K -13,605 -4%
LPL Financial
7
LPL Financial
California
$15.3M -$181K -3,333 -1%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$12.3M -$1.47M -27,118 -10%
RJA
9
Raymond James & Associates
Florida
$9.66M +$853K +15,704 +9%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$8.59M +$86.4K +1,590 +1%
IMOV
11
Investment Management of Virginia
Virginia
$7.06M +$871K +16,040 +14%
TFA
12
Toth Financial Advisory
Virginia
$6.97M +$408K +7,507 +6%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$6.11M -$123K -2,256 -2%
SWP
14
Summit Wealth Partners
Florida
$4.98M -$298K -5,484 -6%
MFM
15
Mirsky Financial Management
New York
$4.53M +$159K +2,936 +4%
VWM
16
Venturi Wealth Management
Texas
$4.29M +$1.94M +35,804 +79%
LWAC
17
Laurel Wealth Advisors (California)
California
$3.98M -$466K -8,578 -10%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$3.68M +$121K +2,220 +3%
FAAS
19
First Allied Advisory Services
California
$3.47M +$123K +2,271 +4%
Truist Financial
20
Truist Financial
North Carolina
$3.26M +$41K +755 +1%
SRSA
21
S.R. Schill & Associates
Washington
$2.88M -$1.28M -23,606 -30%
NEGWA
22
New England Guild Wealth Advisors
Connecticut
$2.81M +$315K +5,791 +12%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$2.7M +$635K +11,696 +30%
Osaic Holdings
24
Osaic Holdings
Arizona
$2.68M -$277K -5,090 -9%
CAL
25
Capital Advisors Ltd
Ohio
$2.54M -$43.2K -795 -2%

REGL Hedge Fund Activity: Q3 2020 in Review

107 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2020, worth a combined $368M — down 1.5% from $374M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new REGL positions and 7 closed out — a net gain of 6 holders — while 43 added to existing stakes and 39 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.68M. The largest seller was CX Institutional, cutting an estimated $6.21M.

  • 107 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2020, up from 101 in Q2 2020.
  • Funds reported $368M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2020, down 1.5% quarter-over-quarter.
  • 13 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2020 and 7 closed out, a net change of +6 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2020 was Morgan Stanley, an estimated $2.68M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2020 was CX Institutional, an estimated $6.21M sold.

Based on aggregated 13F filings for Q3 2020.