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ProShares S&P MidCap 400 Dividend Aristocrats ETF

86 hedge funds and large institutions have $201M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2018 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 37 increasing their positions, 24 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 24

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

7% more capital invested

Capital invested by funds: $188M → $201M (+$12.6M)

5% more funds holding

Funds holding: 8286 (+4)

2.51% less ownership

Funds ownership: 52.27%49.76% (-2.5%)

Holders
86
Holders Change
+4
Holders Change %
+4.88%
% of All Funds
1.92%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
17
Increased
37
Reduced
24
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.1M +$10.1M +185,698 +23%
Bank of America
2
Bank of America
North Carolina
$22.1M -$39.3K -720 -0.2%
UBS Group
3
UBS Group
Switzerland
$16.3M +$7.99M +146,395 +87%
Wells Fargo
4
Wells Fargo
California
$14.7M +$3.88M +71,143 +33%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$9.99M +$3.21M +58,841 +44%
LPL Financial
6
LPL Financial
California
$9.5M +$1.92M +35,191 +24%
HighTower Advisors
7
HighTower Advisors
Illinois
$6.58M -$110K -2,022 -2%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$6.12M -$132K -2,413 -2%
FF
9
Fluent Financial
Texas
$5.57M +$5.46M +100,149 +1,338%
TFA
10
Toth Financial Advisory
Virginia
$5.54M +$370K +6,783 +7%
RJA
11
Raymond James & Associates
Florida
$5.44M +$3.02M +55,293 +111%
GVAG
12
Great Valley Advisor Group
Delaware
$4.36M +$4.6M +84,216 New
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$4.19M +$633K +11,607 +17%
CCP
14
Cardan Capital Partners
Colorado
$3.94M +$190K +3,481 +5%
FAAS
15
First Allied Advisory Services
California
$2.5M -$31.9K -585 -1%
WS
16
Wedbush Securities
California
$1.72M -$4.42K -81 -0.2%
JCM
17
Jacobi Capital Management
Pennsylvania
$1.7M +$165K +3,029 +10%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.66M +$708K +12,983 +68%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$1.62M +$139K +2,540 +9%
MA
20
Mutual Advisors
Nebraska
$1.59M -$3.6K -66 -0.2%
Jane Street
21
Jane Street
New York
$1.36M +$37.9K +694 +3%
CWM
22
Cornerstone Wealth Management
Missouri
$1.21M -$31.7M -580,185 -96%
PAG
23
Private Advisor Group
New Jersey
$1.12M +$238K +4,362 +25%
CAL
24
Capital Advisors Ltd
Ohio
$1.08M -$32.7K -599 -3%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$1.07M +$37.3K +684 +3%

REGL Hedge Fund Activity: Q4 2018 in Review

86 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q4 2018, worth a combined $201M — up 6.7% from $188M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new REGL positions and 12 closed out — a net gain of 5 holders — while 37 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.1M. The largest seller was Cornerstone Wealth Management, cutting an estimated $31.7M.

  • 86 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q4 2018, up from 82 in Q3 2018.
  • Funds reported $201M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q4 2018, up 6.7% quarter-over-quarter.
  • 17 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q4 2018 and 12 closed out, a net change of +5 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q4 2018 was Morgan Stanley, an estimated $10.1M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q4 2018 was Cornerstone Wealth Management, an estimated $31.7M sold.

Based on aggregated 13F filings for Q4 2018.