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ProShares S&P MidCap 400 Dividend Aristocrats ETF

103 hedge funds and large institutions have $366M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 57 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

148% more repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 23

12% more capital invested

Capital invested by funds: $328M → $366M (+$38.1M)

1.75% more ownership

Funds ownership: 49.82%51.57% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

3% less funds holding

Funds holding: 106103 (-3)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

Holders
103
Holders Change
-3
Holders Change %
-2.83%
% of All Funds
2.26%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.07%
New
9
Increased
57
Reduced
23
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$70.4M -$196K -3,385 -0.3%
Wells Fargo
2
Wells Fargo
California
$52.8M +$7.58M +130,713 +17%
Bank of America
3
Bank of America
North Carolina
$42.4M +$1.3M +22,452 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$23.1M +$2.39M +41,221 +12%
UBS Group
5
UBS Group
Switzerland
$18.3M +$241K +4,154 +1%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$17.1M +$10.7M +184,463 +168%
LPL Financial
7
LPL Financial
California
$15.4M +$1.09M +18,846 +8%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$13.4M +$4.25M +73,313 +46%
RJA
9
Raymond James & Associates
Florida
$10.9M -$1.51M -26,068 -12%
TFA
10
Toth Financial Advisory
Virginia
$6.97M +$187K +3,219 +3%
HighTower Advisors
11
HighTower Advisors
Illinois
$6.83M -$362K -6,249 -5%
GVAG
12
Great Valley Advisor Group
Delaware
$6.64M +$372K +6,415 +6%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$5.88M +$3.32M +57,335 +131%
FF
14
Fluent Financial
Texas
$5.22M -$637K -10,991 -11%
AG
15
Advisor Group
Arizona
$4.66M +$2.51M +43,330 +117%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$3.58M +$144K +2,493 +4%
FAAS
17
First Allied Advisory Services
California
$3.52M +$246K +4,238 +8%
Ameriprise
18
Ameriprise
Minnesota
$2.94M +$1.12M +19,250 +61%
AWA
19
Acorn Wealth Advisors
Michigan
$2.88M +$720K +12,428 +34%
KWM
20
Kingsview Wealth Management
Oregon
$2.36M -$356K -6,141 -13%
WWM
21
WT Wealth Management
Arizona
$2.25M +$2.24M +38,709 New
JCM
22
Jacobi Capital Management
Pennsylvania
$2.07M +$72.9K +1,258 +4%
LA
23
LexAurum Advisors
Kansas
$2M -$189K -3,267 -9%
PAG
24
Private Advisor Group
New Jersey
$1.92M +$480K +8,284 +34%
CAL
25
Capital Advisors Ltd
Ohio
$1.75M +$139K +2,405 +9%

REGL Hedge Fund Activity: Q3 2019 in Review

103 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2019, worth a combined $366M — up 12% from $328M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of REGL and 9 opened new positions — a net loss of 3 holders — while 23 trimmed existing stakes and 57 added.

The largest buyer was Commonwealth Equity Services, adding an estimated $10.7M. The largest seller was Raymond James & Associates, cutting an estimated $1.51M.

  • 103 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2019, down from 106 in Q2 2019.
  • Funds reported $366M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2019, up 12% quarter-over-quarter.
  • 9 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2019 and 12 closed out, a net change of -3 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2019 was Commonwealth Equity Services, an estimated $10.7M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2019 was Raymond James & Associates, an estimated $1.51M sold.

Based on aggregated 13F filings for Q3 2019.