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ProShares S&P MidCap 400 Dividend Aristocrats ETF

137 hedge funds and large institutions have $539M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2021 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 60 increasing their positions, 40 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 40

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.04% less ownership

Funds ownership: 55.73%54.69% (-1%)

5% less funds holding

Funds holding: 144137 (-7)

6% less capital invested

Capital invested by funds: $572M → $539M (-$33.3M)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

Holders
137
Holders Change
-7
Holders Change %
-4.86%
% of All Funds
2.4%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
8
Increased
60
Reduced
40
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M -$416K -5,877 -0.3%
Wells Fargo
2
Wells Fargo
California
$55.9M -$586K -8,268 -1%
Bank of America
3
Bank of America
North Carolina
$41.7M -$1.8M -25,428 -4%
UBS Group
4
UBS Group
Switzerland
$35.8M -$764K -10,788 -2%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$32.1M +$1.18M +16,628 +4%
Ameriprise
6
Ameriprise
Minnesota
$29M +$1.37M +19,347 +5%
LPL Financial
7
LPL Financial
California
$22.2M +$210K +2,966 +0.9%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$17.8M +$664K +9,372 +4%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$15.1M -$913K -12,881 -5%
IMOV
10
Investment Management of Virginia
Virginia
$12.5M -$55.3K -781 -0.4%
RJA
11
Raymond James & Associates
Florida
$11.2M -$1.6M -22,648 -12%
TFA
12
Toth Financial Advisory
Virginia
$10.3M +$2.34K +33 +0%
SWP
13
Summit Wealth Partners
Florida
$8.16M +$465K +6,562 +6%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$8.08M +$180K +2,545 +2%
NEGWA
15
New England Guild Wealth Advisors
Connecticut
$5.98M +$1.05M +14,852 +20%
LB
16
Leo Brokerage
Texas
$5.43M +$364K +5,132 +7%
Osaic Holdings
17
Osaic Holdings
Arizona
$5.22M +$208K +2,935 +4%
FHC
18
First Heartland Consultants
Missouri
$4.64M -$900K -12,704 -16%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$4.63M +$6.87K +97 +0.1%
CAN
20
Cetera Advisor Networks
California
$4.59M +$463K +6,531 +11%
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$4.4M +$431K +6,081 +10%
Stifel Financial
22
Stifel Financial
Missouri
$4.2M -$56.9K -803 -1%
Truist Financial
23
Truist Financial
North Carolina
$4.11M -$71.4K -1,008 -2%
CAL
24
Capital Advisors Ltd
Ohio
$4.09M +$166K +2,340 +4%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$3.96M +$215K +3,032 +5%

REGL Hedge Fund Activity: Q3 2021 in Review

137 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2021, worth a combined $539M — down 5.8% from $572M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of REGL and 8 opened new positions — a net loss of 6 holders — while 40 trimmed existing stakes and 60 added.

The largest buyer was Ameriprise, adding an estimated $1.37M. The largest seller was Laurel Wealth Advisors (California), exiting entirely with an estimated $4.47M sold.

  • 137 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2021, down from 144 in Q2 2021.
  • Funds reported $539M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2021, down 5.8% quarter-over-quarter.
  • 8 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2021 and 14 closed out, a net change of -6 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2021 was Ameriprise, an estimated $1.37M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2021 was Laurel Wealth Advisors (California), an estimated $4.47M sold.

Based on aggregated 13F filings for Q3 2021.