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ProShares S&P MidCap 400 Dividend Aristocrats ETF

203 hedge funds and large institutions have $979M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2023 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 86 increasing their positions, 67 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more repeat investments, than reductions

Existing positions increased: 86 | Existing positions reduced: 67

20% more funds holding in top 10

Funds holding in top 10: 56 (+1)

0.79% more ownership

Funds ownership: 64.31%65.1% (+0.79%)

4% less capital invested

Capital invested by funds: $1.02B → $979M (-$45M)

2% less funds holding

Funds holding: 207203 (-4)

11% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 19

Holders
203
Holders Change
-4
Holders Change %
-1.93%
% of All Funds
3.22%
Holding in Top 10
6
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+20%
% of All Funds
0.1%
New
17
Increased
86
Reduced
67
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$146M -$5.36M -76,552 -3%
CCM
2
Coldstream Capital Management
Washington
$139M +$2.61M +37,294 +2%
Wells Fargo
3
Wells Fargo
California
$75M -$3.76M -53,677 -5%
LPL Financial
4
LPL Financial
California
$52.9M +$3.44M +49,148 +7%
Bank of America
5
Bank of America
North Carolina
$40.4M -$4.35M -62,151 -9%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$35.8M +$542K +7,735 +1%
Northwestern Mutual Wealth Management
7
Northwestern Mutual Wealth Management
Wisconsin
$33.2M +$6.58M +93,957 +23%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$30.5M +$1.28M +18,272 +4%
UBS Group
9
UBS Group
Switzerland
$29.7M -$900K -12,856 -3%
BFG
10
Bouchey Financial Group
New York
$28.9M +$3.28M +46,817 +12%
PPW
11
Parcion Private Wealth
Washington
$26.4M -$102K -1,455 -0.4%
JMPWA
12
JP Morgan Private Wealth Advisors
California
$23.1M +$11.5M +164,143 +90%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$22.6M -$2.46M -35,143 -9%
Ameriprise
14
Ameriprise
Minnesota
$22.2M -$5.84M -83,478 -20%
Osaic Holdings
15
Osaic Holdings
Arizona
$18.8M +$4.3M +61,389 +28%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$18.6M -$43.8K -626 -0.2%
PA
17
Pinnacle Associates
New York
$13.4M -$633K -9,042 -4%
TFA
18
Toth Financial Advisory
Virginia
$13.2M -$56.4K -806 -0.4%
RJA
19
Raymond James & Associates
Florida
$11.5M -$1.28M -18,278 -10%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$8.78M +$543K +7,753 +6%
CWM
21
Connecticut Wealth Management
Connecticut
$7.84M +$70.4K +1,005 +0.9%
Stifel Financial
22
Stifel Financial
Missouri
$7.11M -$1.34M -19,188 -15%
SWP
23
Summit Wealth Partners
Florida
$7.04M +$219K +3,130 +3%
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$5.93M +$6.22M +88,900 New
KDA
25
Kraft Davis & Associates
Missouri
$5.87M -$241K -3,446 -4%

REGL Hedge Fund Activity: Q3 2023 in Review

203 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q3 2023, worth a combined $979M — down 4.4% from $1.02B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of REGL and 17 opened new positions — a net loss of 2 holders — while 67 trimmed existing stakes and 86 added.

The largest buyer was JP Morgan Private Wealth Advisors, adding an estimated $11.5M. The largest seller was Ameriprise, cutting an estimated $5.84M.

  • 203 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q3 2023, down from 207 in Q2 2023.
  • Funds reported $979M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q3 2023, down 4.4% quarter-over-quarter.
  • 17 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q3 2023 and 19 closed out, a net change of -2 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q3 2023 was JP Morgan Private Wealth Advisors, an estimated $11.5M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q3 2023 was Ameriprise, an estimated $5.84M sold.

Based on aggregated 13F filings for Q3 2023.