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ProShares S&P MidCap 400 Dividend Aristocrats ETF

106 hedge funds and large institutions have $292M invested in ProShares S&P MidCap 400 Dividend Aristocrats ETF in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 35 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 35

1.08% less ownership

Funds ownership: 52.41%51.33% (-1.1%)

8% less funds holding

Funds holding: 115106 (-9)

27% less first-time investments, than exits

New positions opened: 19 | Existing positions closed: 26

29% less capital invested

Capital invested by funds: $413M → $292M (-$121M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
106
Holders Change
-9
Holders Change %
-7.83%
% of All Funds
2.34%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
19
Increased
42
Reduced
35
Closed
26
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$64.1M +$8.19M +148,338 +12%
Wells Fargo
2
Wells Fargo
California
$44.5M +$1.38M +25,070 +3%
Bank of America
3
Bank of America
North Carolina
$30M -$6.62M -119,894 -15%
UBS Group
4
UBS Group
Switzerland
$20.6M +$6.7M +121,241 +36%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$14.9M -$513K -9,290 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$14.3M -$9.08M -164,403 -34%
LPL Financial
7
LPL Financial
California
$12.4M -$229K -4,151 -1%
RJA
8
Raymond James & Associates
Florida
$7.19M -$1.64M -29,608 -16%
GVAG
9
Great Valley Advisor Group
Delaware
$6.82M +$1.64M +29,653 +24%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$6M +$1.03M +18,708 +16%
CI
11
CX Institutional
Indiana
$4.98M +$6.11M +110,601 New
TFA
12
Toth Financial Advisory
Virginia
$4.92M -$281K -5,085 -4%
SWP
13
Summit Wealth Partners
Florida
$4.88M +$53K +959 +0.9%
Ameriprise
14
Ameriprise
Minnesota
$4.42M +$1.9M +34,386 +54%
FAAS
15
First Allied Advisory Services
California
$2.87M +$445K +8,050 +14%
Osaic Holdings
16
Osaic Holdings
Arizona
$2.5M +$3.06M +55,458 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$2.39M -$174K -3,149 -6%
NEGWA
18
New England Guild Wealth Advisors
Connecticut
$2.12M +$2.6M +47,075 New
AWA
19
Acorn Wealth Advisors
Michigan
$2.02M -$289K -5,230 -10%
JCM
20
Jacobi Capital Management
Pennsylvania
$1.7M +$89.8K +1,625 +5%
Stifel Financial
21
Stifel Financial
Missouri
$1.63M +$485K +8,786 +32%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.63M +$341K +6,164 +21%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.54M +$1.59M +28,729 +517%
PAG
24
Private Advisor Group
New Jersey
$1.5M -$280K -5,064 -13%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$1.4M +$3.7K +67 +0.2%

REGL Hedge Fund Activity: Q1 2020 in Review

106 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) for Q1 2020, worth a combined $292M — down 29% from $413M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of REGL and 19 opened new positions — a net loss of 7 holders — while 35 trimmed existing stakes and 42 added.

The largest buyer was Morgan Stanley, adding an estimated $8.19M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $16.3M sold.

  • 106 institutional investors held ProShares S&P MidCap 400 Dividend Aristocrats ETF (REGL) as of Q1 2020, down from 115 in Q4 2019.
  • Funds reported $292M of ProShares S&P MidCap 400 Dividend Aristocrats ETF stock for Q1 2020, down 29% quarter-over-quarter.
  • 19 funds opened new ProShares S&P MidCap 400 Dividend Aristocrats ETF positions in Q1 2020 and 26 closed out, a net change of -7 holders.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF buyer in Q1 2020 was Morgan Stanley, an estimated $8.19M added.
  • The largest ProShares S&P MidCap 400 Dividend Aristocrats ETF seller in Q1 2020 was Raymond James Financial Services Advisors, an estimated $16.3M sold.

Based on aggregated 13F filings for Q1 2020.