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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTXO icon
1326
First Trust Nasdaq Bank ETF
FTXO
$305M
$943K 0.01%
36,238
-10,126
-22% -$272K
HCA icon
1327
HCA Healthcare
HCA
$84.8B
$943K 0.01%
6,349
-2,299
-27% -$309K
PSLV icon
1328
Sprott Physical Silver Trust
PSLV
$11.9B
$940K 0.01%
143,698
-2,290
-2% -$14.5K
KIE icon
1329
State Street SPDR S&P Insurance ETF
KIE
$619M
$937K 0.01%
26,479
-9,574
-27% -$335K
LYFT icon
1330
Lyft
LYFT
$5.39B
$935K 0.01%
22,100
+8,344
+61% +$366K
INCY icon
1331
Incyte
INCY
$23.5B
$934K 0.01%
10,877
+482
+5% +$41.2K
AL
1332
DELISTED
Air Lease Corp
AL
$932K 0.01%
19,606
-1,904
-9% -$85.5K
CCIF
1333
Carlyle Credit Income Fund
CCIF
$56.4M
$932K 0.01%
89,215
-55,739
-38% -$566K
PWS icon
1334
Pacer WealthShield ETF
PWS
$24.4M
$931K 0.01%
38,750
-30,294
-44% -$706K
LSAF icon
1335
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$121M
$925K 0.01%
34,341
-1,206
-3% -$31.2K
NRO
1336
Neuberger Real Estate Securities Income Fund Inc
NRO
$194M
$925K 0.01%
173,602
+39,944
+30% +$214K
MGA icon
1337
Magna International
MGA
$17.9B
$924K 0.01%
18,667
+3,342
+22% +$181K
BHF icon
1338
Brighthouse Financial
BHF
$3.63B
$922K 0.01%
23,901
+21,044
+737% +$828K
SA
1339
Seabridge Gold
SA
$2.8B
$919K 0.01%
66,543
-1,877
-3% -$23.8K
VWOB icon
1340
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$918K 0.01%
11,359
+1,000
+10% +$80.4K
IBD icon
1341
Inspire Corporate Bond ETF
IBD
$481M
$917K 0.01%
35,674
+3,443
+11% +$88.6K
SPYX icon
1342
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.71B
$916K 0.01%
35,802
+1,215
+4% +$30.6K
FENY icon
1343
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$914K 0.01%
57,066
-38,083
-40% -$597K
GUNR icon
1344
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.19B
$914K 0.01%
27,285
+11,312
+71% +$360K
COUP
1345
DELISTED
Coupa Software Incorporated
COUP
$914K 0.01%
6,166
+1,842
+43% +$263K
IBDQ
1346
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$911K 0.01%
35,106
+1,430
+4% +$37K
XSD icon
1347
State Street SPDR S&P Semiconductor ETF
XSD
$2.78B
$909K 0.01%
8,559
-932
-10% -$90.2K
CHW
1348
Calamos Global Dynamic Income Fund
CHW
$544M
$907K 0.01%
104,344
-3,107
-3% -$25.8K
ILCV icon
1349
iShares Morningstar Value ETF
ILCV
$1.3B
$903K 0.01%
15,406
+2,614
+20% +$148K
IYJ icon
1350
iShares US Industrials ETF
IYJ
$1.98B
$901K 0.01%
13,434
-1,120
-8% -$91.4K
52 53
54
55 56

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EM
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HAM
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CM
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TRAM
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MP
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.