Ladenburg Thalmann Financial Services’s First Trust Nasdaq Bank ETF FTXO Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FTXO Stock Details FTXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$943K	Sell	36,238 -10,126	-22%	-$272K	0.01%	1326
2019 Q3	$1.19M	Buy	46,364 +19,105	+70%	+$479K	0.01%	1127
2019 Q2	$697K	Buy	27,259 +1,238	+5%	+$31.3K	0.01%	1487
2019 Q1	$651K	Sell	26,021 -11,841	-31%	-$300K	0.01%	1477
2018 Q4	$878K	Sell	37,862 -104,608	-73%	-$2.68M	0.01%	1137
2018 Q3	$3.96M	Sell	142,470 -27,253	-16%	-$800K	0.03%	461
2018 Q2	$4.94M	Hold	169,723	–	–	0.05%	364
2018 Q1	$4.94M	Buy	169,723 +24,134	+17%	+$747K	0.05%	364
2017 Q4	$4.27M	Buy	145,589 +25,658	+21%	+$726K	0.04%	393
2017 Q3	$3.31M	Buy	119,931 +19,733	+20%	+$520K	0.04%	435
2017 Q2	$2.62M	Buy	100,198 +23,857	+31%	+$612K	0.03%	487
2017 Q1	$1.98M	Buy	+76,341	New	+$2.03M	0.03%	567

Other funds holding FTXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FTXO Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its First Trust Nasdaq Bank ETF (FTXO) stake by 22% in Q4 2019, selling an estimated $272K and leaving 36,238 shares worth $943K. The position accounts for 0.01% of the portfolio, ranked #1326.

Ladenburg Thalmann Financial Services first reported a position in FTXO in Q1 2017 and has held it in 12 quarters since. The position peaked at $4.94M in Q2 2018. 67 funds tracked by Wall St. Rank hold FTXO as of Q4 2019.

Ladenburg Thalmann Financial Services held 36,238 shares of First Trust Nasdaq Bank ETF worth $943K as of Q4 2019.
Ladenburg Thalmann Financial Services sold 10,126 First Trust Nasdaq Bank ETF shares in Q4 2019, an estimated $272K.
First Trust Nasdaq Bank ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1326 holding.
Ladenburg Thalmann Financial Services first reported a position in First Trust Nasdaq Bank ETF in Q1 2017 and has held it in 12 quarters since.
Ladenburg Thalmann Financial Services's First Trust Nasdaq Bank ETF position peaked at $4.94M in Q2 2018.
67 funds tracked by Wall St. Rank held First Trust Nasdaq Bank ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.