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First Trust Nasdaq Bank ETF

64 hedge funds and large institutions have $81.7M invested in First Trust Nasdaq Bank ETF in 2019 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 28 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

10% more funds holding

Funds holding: 5864 (+6)

1.54% more ownership

Funds ownership: 55%56.54% (+1.5%)

1% more capital invested

Capital invested by funds: $80.9M → $81.7M (+$864K)

39% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 28

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
64
Holders Change
+6
Holders Change %
+10.34%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
17
Reduced
28
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.3M -$865K -34,498 -7%
Wells Fargo
2
Wells Fargo
California
$9.73M -$650K -25,918 -6%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$7.29M +$1.76M +70,330 +33%
LPL Financial
4
LPL Financial
California
$6.24M -$1.02M -40,648 -14%
UBS Group
5
UBS Group
Switzerland
$5.13M +$1.67M +66,606 +50%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.09M -$889K -35,452 -18%
Bank of America
7
Bank of America
North Carolina
$3.82M -$1.54M -61,211 -29%
Millennium Management
8
Millennium Management
New York
$2.67M +$2.62M +104,438 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.31M -$187K -7,444 -8%
BWCS
10
Beirne Wealth Consulting Services
Connecticut
$2.12M -$125K -4,975 -6%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.07M +$1.16M +46,190 +134%
VF
12
Virtu Financial
New York
$1.85M +$1.26M +50,058 +227%
AC
13
Avestar Capital
New York
$1.42M +$33.1K +1,318 +2%
TRCT
14
Tower Research Capital (TRC)
New York
$1.39M -$256K -10,192 -16%
RJA
15
Raymond James & Associates
Florida
$1.36M -$639K -25,473 -32%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.27M +$210K +8,359 +20%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.22M -$70.5K -2,813 -6%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$1.19M +$479K +19,105 +70%
DADC
19
D.A. Davidson & Co
Montana
$1.1M -$39.4K -1,572 -4%
Jane Street
20
Jane Street
New York
$897K +$482K +19,227 +122%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$884K -$2.37M -94,666 -73%
FAAS
22
First Allied Advisory Services
California
$873K -$123K -4,922 -13%
SCA
23
Snowden Capital Advisors
New York
$822K -$88.4K -3,525 -10%
CAN
24
Cetera Advisor Networks
California
$779K -$12.2K -487 -2%
PAG
25
Private Advisor Group
New Jersey
$743K -$118K -4,707 -14%

FTXO Hedge Fund Activity: Q3 2019 in Review

64 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2019, worth a combined $81.7M — up 1.1% from $80.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FTXO positions and 4 closed out — a net gain of 6 holders — while 17 added to existing stakes and 28 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $2.62M. The largest seller was Envestnet Asset Management, cutting an estimated $2.37M.

  • 64 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2019, up from 58 in Q2 2019.
  • Funds reported $81.7M of First Trust Nasdaq Bank ETF stock for Q3 2019, up 1.1% quarter-over-quarter.
  • 10 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2019 and 4 closed out, a net change of +6 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2019 was Millennium Management, an estimated $2.62M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2019 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q3 2019.