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First Trust Nasdaq Bank ETF

74 hedge funds and large institutions have $142M invested in First Trust Nasdaq Bank ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 23

0.38% less ownership

Funds ownership: 62.4%62.02% (-0.38%)

5% less capital invested

Capital invested by funds: $149M → $142M (-$7.36M)

8% less funds holding

Funds holding: 8074 (-6)

42% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 12

Holders
74
Holders Change
-6
Holders Change %
-7.5%
% of All Funds
1.3%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
30
Reduced
23
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.1M -$8.81M -282,936 -25%
LPL Financial
2
LPL Financial
California
$15.6M +$20.4K +654 +0.1%
Bank of America
3
Bank of America
North Carolina
$12.8M -$2.19M -70,447 -15%
Wells Fargo
4
Wells Fargo
California
$9.69M -$762K -24,466 -8%
Osaic Holdings
5
Osaic Holdings
Arizona
$9.14M +$2.71M +86,927 +45%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.67M +$912K +29,280 +12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$7.2M +$638K +20,480 +10%
UBS Group
8
UBS Group
Switzerland
$6.62M -$134K -4,315 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.07M +$535K +17,186 +12%
CA
10
Cetera Advisors
Colorado
$4.75M +$2.54M +81,601 +128%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.11M -$250K -8,019 -6%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.06M +$43K +1,382 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.69M -$20.5K -658 -0.8%
GIA
14
Gladstone Institutional Advisory
Florida
$2.41M +$7.1K +228 +0.3%
RJA
15
Raymond James & Associates
Florida
$2.01M -$460K -14,770 -19%
HI
16
Harbour Investments
Wisconsin
$1.78M +$194K +6,237 +13%
KPWS
17
Kestra Private Wealth Services
Texas
$1.26M -$187 -6 -0%
AAS
18
Avantax Advisory Services
Texas
$1.17M -$65.6K -2,105 -6%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.16M +$75.6K +2,426 +7%
IA
20
IFP Advisors
Florida
$1.12M +$164K +5,280 +18%
CAN
21
Cetera Advisor Networks
California
$1.02M +$63.3K +2,032 +7%
SPC
22
Sigma Planning Corp
Michigan
$997K +$154K +4,958 +19%
KAS
23
Kestra Advisory Services
Texas
$953K -$24K -769 -3%
Goldman Sachs
24
Goldman Sachs
New York
$797K -$556K -17,851 -42%
FTUS
25
Flow Traders U.S.
New York
$789K +$286K +9,180 +61%

FTXO Hedge Fund Activity: Q3 2021 in Review

74 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2021, worth a combined $142M — down 4.9% from $149M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FTXO and 7 opened new positions — a net loss of 5 holders — while 23 trimmed existing stakes and 30 added.

The largest buyer was Osaic Holdings, adding an estimated $2.71M. The largest seller was Morgan Stanley, cutting an estimated $8.81M.

  • 74 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2021, down from 80 in Q2 2021.
  • Funds reported $142M of First Trust Nasdaq Bank ETF stock for Q3 2021, down 4.9% quarter-over-quarter.
  • 7 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2021 and 12 closed out, a net change of -5 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2021 was Osaic Holdings, an estimated $2.71M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2021 was Morgan Stanley, an estimated $8.81M sold.

Based on aggregated 13F filings for Q3 2021.