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First Trust Nasdaq Bank ETF
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Overview Fund Activity

74 hedge funds and large institutions have $142M invested in First Trust Nasdaq Bank ETF in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 30 increasing their positions, 23 reducing their positions, and 12 closing their positions.

Holders
74
Holders Change
-6
Holders Change %
-7.5%
% of All Funds
1.3%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
30
Reduced
23
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$9.14M
2
CA
2
Cetera Advisors
Colorado
$4.75M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.67M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$7.2M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.07M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$28.1M
2
CWM
2
Concentrum Wealth Management
California
$0
3
Bank of America
3
Bank of America
North Carolina
$12.8M
4
Millennium Management
4
Millennium Management
New York
$0
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28.1M 860,355 -282,936 -25%
LPL Financial
2
LPL Financial
California
$15.6M 478,844 +654 +0.1%
Bank of America
3
Bank of America
North Carolina
$12.8M 392,945 -70,447 -15%
Wells Fargo
4
Wells Fargo
California
$9.69M 297,004 -24,466 -8%
Osaic Holdings
5
Osaic Holdings
Arizona
$9.14M 279,376 +86,927 +45%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.67M 265,708 +29,280 +12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$7.2M 220,565 +20,480 +10%
UBS Group
8
UBS Group
Switzerland
$6.62M 202,844 -4,315 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$5.07M 155,396 +17,186 +12%
CA
10
Cetera Advisors
Colorado
$4.75M 145,409 +81,601 +128%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$4.11M 125,963 -8,019 -6%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$4.06M 124,411 +1,382 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.69M 82,353 -658 -0.8%
GIA
14
Gladstone Institutional Advisory
Florida
$2.41M 73,904 +228 +0.3%
RJA
15
Raymond James & Associates
Florida
$2.01M 61,629 -14,770 -19%
HI
16
Harbour Investments
Wisconsin
$1.78M 54,411 +6,237 +13%
KPWS
17
Kestra Private Wealth Services
Texas
$1.26M 38,591 -6 -0%
AAS
18
Avantax Advisory Services
Texas
$1.17M 35,770 -2,105 -6%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.16M 35,612 +2,426 +7%
IA
20
IFP Advisors
Florida
$1.12M 34,073 +5,280 +18%
CAN
21
Cetera Advisor Networks
California
$1.02M 31,211 +2,032 +7%
SPC
22
Sigma Planning Corp
Michigan
$997K 30,551 +4,958 +19%
KAS
23
Kestra Advisory Services
Texas
$953K 29,200 -769 -3%
Goldman Sachs
24
Goldman Sachs
New York
$797K 24,432 -17,851 -42%
FTUS
25
Flow Traders U.S.
New York
$789K 24,188 +9,180 +61%
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