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First Trust Nasdaq Bank ETF

77 hedge funds and large institutions have $1.08B invested in First Trust Nasdaq Bank ETF in 2017 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 35 increasing their positions, 18 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 3

150% more funds holding in top 10

Funds holding in top 10: 25 (+3)

94% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 18

26% more funds holding

Funds holding: 6177 (+16)

10% more capital invested

Capital invested by funds: $975M → $1.08B (+$101M)

3.02% more ownership

Funds ownership: 89.65%92.67% (+3%)

Holders
77
Holders Change
+16
Holders Change %
+26.23%
% of All Funds
1.75%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.11%
New
19
Increased
35
Reduced
18
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$592M +$18.9M +667,725 +3%
Morgan Stanley
2
Morgan Stanley
New York
$133M +$3.88M +137,241 +3%
Wells Fargo
3
Wells Fargo
California
$98.6M +$6.59M +232,776 +7%
Bank of America
4
Bank of America
North Carolina
$34.5M -$7.19M -253,956 -18%
RJA
5
Raymond James & Associates
Florida
$28.7M +$534K +18,863 +2%
MML Investors Services
6
MML Investors Services
Massachusetts
$24.5M +$307K +10,856 +1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.5M -$3.82M -135,089 -14%
NC
8
NewSquare Capital
Pennsylvania
$14.4M -$89.7K -3,168 -0.6%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.96M +$1.23M +43,474 +15%
ODG
10
O'Dell Group
Ohio
$8.75M +$12.9K +457 +0.2%
HFS
11
HL Financial Services
Kentucky
$8.57M +$485K +17,151 +6%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$8.13M +$394K +13,923 +5%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$6.32M +$272K +9,613 +5%
UBS Group
14
UBS Group
Switzerland
$6.29M +$4.51M +159,470 +292%
LPL Financial
15
LPL Financial
California
$5.98M +$1.49M +52,492 +35%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$5.81M +$4.47M +157,791 +394%
NA
17
NewEdge Advisors
Louisiana
$5.22M +$733K +25,885 +17%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$4.31M +$995K +35,169 +32%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$4.27M +$726K +25,658 +21%
GSC
20
G&S Capital
Colorado
$4.06M +$3.91M +138,131 New
GA
21
Gateway Advisory
New Jersey
$3.83M +$845K +29,844 +30%
TFA
22
Transamerica Financial Advisors
Florida
$3.67M -$506K -17,868 -13%
DADC
23
D.A. Davidson & Co
Montana
$3.32M +$744K +26,301 +30%
Goldman Sachs
24
Goldman Sachs
New York
$2.94M -$7.5K -265 -0.3%
Stifel Financial
25
Stifel Financial
Missouri
$2.84M -$3.85M -136,012 -58%

FTXO Hedge Fund Activity: Q4 2017 in Review

77 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2017, worth a combined $1.08B — up 10% from $975M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new FTXO positions and 3 closed out — a net gain of 16 holders — while 35 added to existing stakes and 18 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $18.9M. The largest seller was Bank of America, cutting an estimated $7.19M.

  • 77 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2017, up from 61 in Q3 2017.
  • Funds reported $1.08B of First Trust Nasdaq Bank ETF stock for Q4 2017, up 10% quarter-over-quarter.
  • 19 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2017 and 3 closed out, a net change of +16 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2017 was First Trust Advisors, an estimated $18.9M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2017 was Bank of America, an estimated $7.19M sold.

Based on aggregated 13F filings for Q4 2017.