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First Trust Nasdaq Bank ETF

89 hedge funds and large institutions have $123M invested in First Trust Nasdaq Bank ETF in 2022 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

22% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 27

0.17% more ownership

Funds ownership: 60.17%60.33% (+0.17%)

2% less funds holding

Funds holding: 9189 (-2)

11% less capital invested

Capital invested by funds: $138M → $123M (-$14.5M)

14% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 14

Holders
89
Holders Change
-2
Holders Change %
-2.2%
% of All Funds
1.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
33
Reduced
27
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$18.9M -$2.67M -95,343 -12%
LPL Financial
2
LPL Financial
California
$11.5M -$4.89M -174,880 -28%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$8.1M +$548K +19,585 +7%
Wells Fargo
4
Wells Fargo
California
$7.9M +$392 +14 +0%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.19M -$1.02M -36,437 -12%
Bank of America
6
Bank of America
North Carolina
$7.18M -$1.22M -43,738 -14%
UBS Group
7
UBS Group
Switzerland
$7.18M +$654K +23,381 +9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$5.7M -$1M -35,796 -14%
Osaic Holdings
9
Osaic Holdings
Arizona
$5.13M -$1.04M -37,185 -16%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$4.44M +$155K +5,531 +3%
CA
11
Cetera Advisors
Colorado
$3.37M -$2.05M -73,428 -36%
Goldman Sachs
12
Goldman Sachs
New York
$2.65M +$357K +12,743 +14%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.49M +$227K +8,112 +9%
IA
14
IFP Advisors
Florida
$2.47M +$56.7K +2,027 +3%
Ameriprise
15
Ameriprise
Minnesota
$2.24M +$150K +5,351 +7%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.93M +$47.8K +1,709 +2%
HI
17
Harbour Investments
Wisconsin
$1.85M
TRCT
18
Tower Research Capital (TRC)
New York
$1.62M +$258K +9,227 +17%
AAS
19
Avantax Advisory Services
Texas
$1.35M +$3.5K +125 +0.2%
RJA
20
Raymond James & Associates
Florida
$1.34M +$8.87K +317 +0.6%
SPC
21
Sigma Planning Corp
Michigan
$1.31M +$187K +6,666 +15%
SCA
22
Snowden Capital Advisors
New York
$1.16M +$483K +17,247 +63%
Stifel Financial
23
Stifel Financial
Missouri
$1.15M -$60.5K -2,163 -5%
CAN
24
Cetera Advisor Networks
California
$1.13M -$42.1K -1,503 -3%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$1.01M -$734K -26,215 -40%

FTXO Hedge Fund Activity: Q3 2022 in Review

89 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2022, worth a combined $123M — down 11% from $138M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FTXO and 12 opened new positions — a net loss of 2 holders — while 27 trimmed existing stakes and 33 added.

The largest buyer was UBS Group, adding an estimated $654K. The largest seller was LPL Financial, cutting an estimated $4.89M.

  • 89 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2022, down from 91 in Q2 2022.
  • Funds reported $123M of First Trust Nasdaq Bank ETF stock for Q3 2022, down 11% quarter-over-quarter.
  • 12 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2022 and 14 closed out, a net change of -2 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2022 was UBS Group, an estimated $654K added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2022 was LPL Financial, an estimated $4.89M sold.

Based on aggregated 13F filings for Q3 2022.