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First Trust Nasdaq Bank ETF

86 hedge funds and large institutions have $1.13B invested in First Trust Nasdaq Bank ETF in 2018 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 42 increasing their positions, 15 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 15

110% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 10

12% more funds holding

Funds holding: 7786 (+9)

5% more capital invested

Capital invested by funds: $1.08B → $1.13B (+$49.3M)

6.96% less ownership

Funds ownership: 92.67%85.71% (-7%)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
86
Holders Change
+9
Holders Change %
+11.69%
% of All Funds
1.97%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.07%
New
21
Increased
42
Reduced
15
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$617M +$23.1M +744,641 +4%
Morgan Stanley
2
Morgan Stanley
New York
$137M +$3.24M +104,529 +2%
Wells Fargo
3
Wells Fargo
California
$116M +$17.3M +559,737 +17%
Bank of America
4
Bank of America
North Carolina
$41.3M +$6.93M +223,969 +19%
RJA
5
Raymond James & Associates
Florida
$34.7M +$6.13M +197,938 +20%
MML Investors Services
6
MML Investors Services
Massachusetts
$25M +$315K +10,167 +1%
NC
7
NewSquare Capital
Pennsylvania
$15.4M +$1.23M +39,800 +8%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.9M +$876K +28,308 +8%
HFS
9
HL Financial Services
Kentucky
$9.27M +$689K +22,256 +8%
ODG
10
O'Dell Group
Ohio
$8.98M +$192K +6,204 +2%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.62M +$470K +15,171 +5%
LPL Financial
12
LPL Financial
California
$7.25M +$1.3M +42,078 +21%
Carson Wealth (CWM LLC)
13
Carson Wealth (CWM LLC)
Nebraska
$6.82M +$494K +15,952 +7%
UBS Group
14
UBS Group
Switzerland
$6.8M +$509K +16,444 +8%
BFEC
15
Benjamin F. Edwards & Company
Missouri
$6.29M +$469K +15,139 +8%
GA
16
Gateway Advisory
New Jersey
$5.53M +$1.76M +56,753 +44%
NA
17
NewEdge Advisors
Louisiana
$5.23M +$191K +6,169 +4%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$4.94M +$747K +24,134 +17%
DADC
19
D.A. Davidson & Co
Montana
$3.93M +$619K +19,988 +18%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$3.91M -$443K -14,308 -10%
JP Morgan Chase
21
JP Morgan Chase
New York
$3.72M +$2.16M +69,792 +124%
TFA
22
Transamerica Financial Advisors
Florida
$3.46M -$236K -7,631 -6%
Stifel Financial
23
Stifel Financial
Missouri
$3.06M +$211K +6,806 +7%
ASN
24
Advisory Services Network
Georgia
$2.89M +$443K +14,299 +17%
GSC
25
G&S Capital
Colorado
$2.65M -$1.49M -48,192 -35%

FTXO Hedge Fund Activity: Q1 2018 in Review

86 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q1 2018, worth a combined $1.13B — up 4.6% from $1.08B a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FTXO positions and 10 closed out — a net gain of 11 holders — while 42 added to existing stakes and 15 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $23.1M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $24.5M sold.

  • 86 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q1 2018, up from 77 in Q4 2017.
  • Funds reported $1.13B of First Trust Nasdaq Bank ETF stock for Q1 2018, up 4.6% quarter-over-quarter.
  • 21 funds opened new First Trust Nasdaq Bank ETF positions in Q1 2018 and 10 closed out, a net change of +11 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q1 2018 was First Trust Advisors, an estimated $23.1M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q1 2018 was Raymond James Financial Services Advisors, an estimated $24.5M sold.

Based on aggregated 13F filings for Q1 2018.