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First Trust Nasdaq Bank ETF

73 hedge funds and large institutions have $147M invested in First Trust Nasdaq Bank ETF in 2021 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 22 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,450% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 2

144% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 9

123% more capital invested

Capital invested by funds: $66.2M → $147M (+$81.3M)

62% more funds holding

Funds holding: 4573 (+28)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.41% less ownership

Funds ownership: 64.72%63.31% (-1.4%)

Holders
73
Holders Change
+28
Holders Change %
+62.22%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
31
Increased
22
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.9M +$13.9M +481,640 +79%
Bank of America
2
Bank of America
North Carolina
$17.5M +$6.09M +211,642 +61%
LPL Financial
3
LPL Financial
California
$12.4M +$1.91M +66,264 +20%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$10.1M +$7.96M +276,555 +582%
Wells Fargo
5
Wells Fargo
California
$8.85M +$2.42M +84,148 +42%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$7.84M +$5.51M +191,335 +318%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.87M +$821K +28,534 +18%
UBS Group
8
UBS Group
Switzerland
$5.22M +$1.42M +49,316 +42%
QAM
9
Q3 Asset Management
Michigan
$5.04M -$1.97M -68,567 -30%
Osaic Holdings
10
Osaic Holdings
Arizona
$4.9M +$2.04M +70,753 +82%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$3.63M +$99.1K +3,442 +3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$3.61M +$1.34M +46,714 +68%
CWM
13
Concentrum Wealth Management
California
$3.13M +$2.89M +100,234 New
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.81M +$390K +13,548 +18%
FTUS
15
Flow Traders U.S.
New York
$2.61M +$2.41M +83,586 New
RJA
16
Raymond James & Associates
Florida
$1.54M +$263K +9,135 +23%
Millennium Management
17
Millennium Management
New York
$1.48M -$530K -18,398 -28%
Goldman Sachs
18
Goldman Sachs
New York
$1.24M +$1.15M +39,893 New
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.09M +$1.01M +35,118 New
AAS
20
Avantax Advisory Services
Texas
$1.09M +$1.01M +34,950 New
IA
21
IFP Advisors
Florida
$987K +$913K +31,704 New
Truist Financial
22
Truist Financial
North Carolina
$962K -$87.3K -3,032 -9%
KPWS
23
Kestra Private Wealth Services
Texas
$960K +$886K +30,787 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$786K +$354K +12,280 +95%
SPC
25
Sigma Planning Corp
Michigan
$749K +$692K +24,028 New

FTXO Hedge Fund Activity: Q1 2021 in Review

73 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q1 2021, worth a combined $147M — up 123% from $66.2M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FTXO positions and 2 closed out — a net gain of 29 holders — while 22 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $13.9M. The largest seller was Q3 Asset Management, cutting an estimated $1.97M.

  • 73 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q1 2021, up from 45 in Q4 2020.
  • Funds reported $147M of First Trust Nasdaq Bank ETF stock for Q1 2021, up 123% quarter-over-quarter.
  • 31 funds opened new First Trust Nasdaq Bank ETF positions in Q1 2021 and 2 closed out, a net change of +29 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q1 2021 was Morgan Stanley, an estimated $13.9M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q1 2021 was Q3 Asset Management, an estimated $1.97M sold.

Based on aggregated 13F filings for Q1 2021.