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First Trust Nasdaq Bank ETF

65 hedge funds and large institutions have $96.3M invested in First Trust Nasdaq Bank ETF in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 22 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 22

1% more capital invested

Capital invested by funds: $95.6M → $96.3M (+$720K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.4% less ownership

Funds ownership: 57.78%57.38% (-0.4%)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

3% less funds holding

Funds holding: 6765 (-2)

Holders
65
Holders Change
-2
Holders Change %
-2.99%
% of All Funds
1.41%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
25
Reduced
22
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.9M -$6.52M -257,919 -27%
Wells Fargo
2
Wells Fargo
California
$14.6M +$1.64M +64,944 +12%
LPL Financial
3
LPL Financial
California
$7.69M +$1.7M +67,282 +27%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$5.91M +$587K +23,190 +11%
Bank of America
5
Bank of America
North Carolina
$5.52M -$135K -5,326 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.2M +$327K +12,910 +8%
UBS Group
7
UBS Group
Switzerland
$3.52M -$2.11M -83,424 -37%
RJA
8
Raymond James & Associates
Florida
$3.18M -$232K -9,168 -7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.92M +$213K +8,422 +8%
Jane Street
10
Jane Street
New York
$2.5M +$376K +14,848 +17%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$2.48M -$1.22M -48,397 -32%
TRCT
12
Tower Research Capital (TRC)
New York
$2.44M -$2.69M -106,314 -51%
BWCS
13
Beirne Wealth Consulting Services
Connecticut
$2.18M +$39.5K +1,562 +2%
PGA
14
Premia Global Advisors
Florida
$2.15M +$1.06M +41,897 +89%
WI
15
Wintrust Investments
Illinois
$1.79M +$733K +28,982 +66%
DADC
16
D.A. Davidson & Co
Montana
$1.28M +$33.4K +1,319 +3%
AT
17
Arden Trust
Delaware
$1.27M +$215K +8,501 +20%
AC
18
Avestar Capital
New York
$1.22M +$1.29M +50,919 New
FAAS
19
First Allied Advisory Services
California
$1.1M +$34.7K +1,370 +3%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.06M +$582K +23,013 +113%
CAN
21
Cetera Advisor Networks
California
$1.05M +$405K +16,018 +59%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$947K -$429K -16,944 -30%
SCA
23
Snowden Capital Advisors
New York
$928K +$152K +6,021 +19%
MIAN
24
Mariner Independent Advisor Network
Kansas
$869K +$52.3K +2,068 +6%
Citadel Advisors
25
Citadel Advisors
Florida
$847K -$977K -38,608 -53%

FTXO Hedge Fund Activity: Q1 2019 in Review

65 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q1 2019, worth a combined $96.3M — up 0.75% from $95.6M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of FTXO and 10 opened new positions — a net loss of 1 holder — while 22 trimmed existing stakes and 25 added.

The largest buyer was LPL Financial, adding an estimated $1.7M. The largest seller was Morgan Stanley, cutting an estimated $6.52M.

  • 65 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q1 2019, down from 67 in Q4 2018.
  • Funds reported $96.3M of First Trust Nasdaq Bank ETF stock for Q1 2019, up 0.75% quarter-over-quarter.
  • 10 funds opened new First Trust Nasdaq Bank ETF positions in Q1 2019 and 11 closed out, a net change of -1 holder.
  • The largest First Trust Nasdaq Bank ETF buyer in Q1 2019 was LPL Financial, an estimated $1.7M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q1 2019 was Morgan Stanley, an estimated $6.52M sold.

Based on aggregated 13F filings for Q1 2019.