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First Trust Nasdaq Bank ETF

36 hedge funds and large institutions have $29.8M invested in First Trust Nasdaq Bank ETF in 2020 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 12 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.5% more ownership

Funds ownership: 47.91%49.41% (+1.5%)

1% less capital invested

Capital invested by funds: $30.2M → $29.8M (-$375K)

14% less funds holding

Funds holding: 4236 (-6)

20% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 15

86% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 7

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
12
Reduced
15
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.03M -$33.2K -1,880 -0.6%
RJA
2
Raymond James & Associates
Florida
$4.85M +$4.73M +267,266 +1,371%
Bank of America
3
Bank of America
North Carolina
$4.8M -$359K -20,311 -7%
LPL Financial
4
LPL Financial
California
$4.53M +$327K +18,490 +7%
Wells Fargo
5
Wells Fargo
California
$3.57M +$741K +41,900 +25%
Osaic Holdings
6
Osaic Holdings
Arizona
$1.19M -$116K -6,565 -9%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$1.02M -$92.6K -5,234 -8%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$643K -$116K -6,559 -15%
Citadel Advisors
9
Citadel Advisors
Florida
$613K +$322K +18,209 +101%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$531K -$318K -17,963 -36%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$488K -$278K -15,745 -35%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$481K -$479K -27,063 -49%
UBS Group
13
UBS Group
Switzerland
$392K -$550K -31,083 -57%
TRCT
14
Tower Research Capital (TRC)
New York
$274K -$352K -19,893 -55%
WS
15
Wedbush Securities
California
$257K
Truist Financial
16
Truist Financial
North Carolina
$248K -$180K -10,193 -41%
DADC
17
D.A. Davidson & Co
Montana
$235K -$8.74K -494 -3%
Stifel Financial
18
Stifel Financial
Missouri
$222K +$18.1K +1,024 +8%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$172K +$35 +2 +0%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$110K +$70.5K +3,984 +159%
Citigroup
21
Citigroup
New York
$30K +$29.2K +1,650 +1,650%
US Bancorp
22
US Bancorp
Minnesota
$27K
APA
23
American Portfolios Advisors
New York
$26.7K
CFGS
24
Concourse Financial Group Securities
Alabama
$17K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$14K

FTXO Hedge Fund Activity: Q3 2020 in Review

36 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2020, worth a combined $29.8M — down 1.2% from $30.2M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FTXO and 1 opened new positions — a net loss of 6 holders — while 15 trimmed existing stakes and 12 added.

The largest buyer was Raymond James & Associates, adding an estimated $4.73M. The largest seller was Jane Street, exiting entirely with an estimated $658K sold.

  • 36 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2020, down from 42 in Q2 2020.
  • Funds reported $29.8M of First Trust Nasdaq Bank ETF stock for Q3 2020, down 1.2% quarter-over-quarter.
  • 1 fund opened new First Trust Nasdaq Bank ETF positions in Q3 2020 and 7 closed out, a net change of -6 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2020 was Raymond James & Associates, an estimated $4.73M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2020 was Jane Street, an estimated $658K sold.

Based on aggregated 13F filings for Q3 2020.