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First Trust Nasdaq Bank ETF

88 hedge funds and large institutions have $124M invested in First Trust Nasdaq Bank ETF in 2022 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 33 increasing their positions, 31 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.41% more ownership

Funds ownership: 60.33%64.74% (+4.4%)

6% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 31

1% more capital invested

Capital invested by funds: $123M → $124M (+$911K)

0% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 12

1% less funds holding

Funds holding: 8988 (-1)

Holders
88
Holders Change
-1
Holders Change %
-1.12%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
33
Reduced
31
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.7M -$2.55M -93,473 -13%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$12.4M +$4.37M +160,235 +51%
LPL Financial
3
LPL Financial
California
$12M +$367K +13,453 +3%
Bank of America
4
Bank of America
North Carolina
$7.04M -$240K -8,797 -3%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$6.95M -$328K -12,053 -4%
Wells Fargo
6
Wells Fargo
California
$6.77M -$1.28M -46,814 -15%
Osaic Holdings
7
Osaic Holdings
Arizona
$5.77M +$610K +22,376 +11%
UBS Group
8
UBS Group
Switzerland
$5.23M -$2.12M -77,660 -28%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$4.61M +$117K +4,295 +3%
Goldman Sachs
10
Goldman Sachs
New York
$2.91M +$245K +8,992 +9%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.89M -$2.99M -109,908 -50%
CA
12
Cetera Advisors
Colorado
$2.8M -$627K -23,022 -18%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.5M -$26.9K -988 -1%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$2.41M +$1.58M +57,848 +169%
SAM
15
Secure Asset Management
Michigan
$2.25M +$1.54M +56,565 +192%
Ameriprise
16
Ameriprise
Minnesota
$2.21M -$43.7K -1,603 -2%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$2.03M +$1.05M +38,525 +98%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.88M -$83.5K -3,066 -4%
CAS
19
Coppell Advisory Solutions
Texas
$1.74M +$1.81M +66,566 New
CASC
20
Coppell Advisory Solutions Corp
Texas
$1.74M +$1.81M +66,566 New
RJA
21
Raymond James & Associates
Florida
$1.56M +$216K +7,921 +15%
HI
22
Harbour Investments
Wisconsin
$1.56M -$314K -11,512 -16%
AAS
23
Avantax Advisory Services
Texas
$1.55M +$184K +6,740 +13%
SPC
24
Sigma Planning Corp
Michigan
$1.49M +$176K +6,464 +13%
KAS
25
Kestra Advisory Services
Texas
$1.4M +$625K +22,956 +76%

FTXO Hedge Fund Activity: Q4 2022 in Review

88 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2022, worth a combined $124M — up 0.74% from $123M a quarter earlier.

Fund positioning in FTXO was balanced in Q4 2022: 12 funds opened new positions, 12 closed out, 33 added to existing stakes and 31 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $4.37M. The largest seller was Royal Bank of Canada, cutting an estimated $2.99M.

  • 88 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2022, down from 89 in Q3 2022.
  • Funds reported $124M of First Trust Nasdaq Bank ETF stock for Q4 2022, up 0.74% quarter-over-quarter.
  • 12 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2022 and 12 closed out, a net change of 0 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2022 was Envestnet Asset Management, an estimated $4.37M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2022 was Royal Bank of Canada, an estimated $2.99M sold.

Based on aggregated 13F filings for Q4 2022.