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First Trust Nasdaq Bank ETF

61 hedge funds and large institutions have $975M invested in First Trust Nasdaq Bank ETF in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 33 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

74% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 19

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

2% more capital invested

Capital invested by funds: $958M → $975M (+$17.2M)

0% more funds holding

Funds holding: 6161 (0)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.25% less ownership

Funds ownership: 91.9%89.65% (-2.2%)

Holders
61
Holders Change
Holders Change %
0%
% of All Funds
1.52%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
33
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$538M -$28.4M -1,077,276 -5%
Morgan Stanley
2
Morgan Stanley
New York
$121M +$6.72M +255,259 +6%
Wells Fargo
3
Wells Fargo
California
$86.3M +$774K +29,406 +0.9%
Bank of America
4
Bank of America
North Carolina
$39.5M +$2.46M +93,536 +7%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$26.8M -$92.5K -3,513 -0.4%
RJA
6
Raymond James & Associates
Florida
$26.5M -$546K -20,747 -2%
MML Investors Services
7
MML Investors Services
Massachusetts
$22.8M -$10.6M -403,890 -33%
NC
8
NewSquare Capital
Pennsylvania
$13.3M -$128K -4,846 -1%
ODG
9
O'Dell Group
Ohio
$8.22M +$649K +24,664 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$8.17M +$20K +759 +0.3%
HFS
11
HL Financial Services
Kentucky
$7.58M +$835K +31,705 +13%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.26M +$714K +27,129 +12%
Stifel Financial
13
Stifel Financial
Missouri
$6.41M -$29.2K -1,107 -0.5%
Carson Wealth (CWM LLC)
14
Carson Wealth (CWM LLC)
Nebraska
$5.68M -$226K -8,591 -4%
LPL Financial
15
LPL Financial
California
$4.18M +$700K +26,589 +21%
NA
16
NewEdge Advisors
Louisiana
$4.13M +$262K +9,959 +7%
TFA
17
Transamerica Financial Advisors
Florida
$3.94M -$371K -14,098 -9%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$3.31M +$520K +19,733 +20%
Baird Financial Group
19
Baird Financial Group
Wisconsin
$3.08M +$109K +4,144 +4%
GA
20
Gateway Advisory
New Jersey
$2.78M +$276K +10,470 +12%
Goldman Sachs
21
Goldman Sachs
New York
$2.77M +$6.37K +242 +0.2%
Jane Street
22
Jane Street
New York
$2.65M +$705K +26,769 +39%
DADC
23
D.A. Davidson & Co
Montana
$2.4M +$237K +9,001 +12%
FHC
24
First Heartland Consultants
Missouri
$2.23M -$113K -4,305 -5%
AP
25
Atwood & Palmer
Missouri
$2M +$113K +4,275 +6%

FTXO Hedge Fund Activity: Q3 2017 in Review

61 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q3 2017, worth a combined $975M — up 1.8% from $958M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FTXO positions and 4 closed out — a net gain of 1 holder — while 33 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.72M. The largest seller was First Trust Advisors, cutting an estimated $28.4M.

  • 61 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q3 2017, unchanged from Q2 2017.
  • Funds reported $975M of First Trust Nasdaq Bank ETF stock for Q3 2017, up 1.8% quarter-over-quarter.
  • 5 funds opened new First Trust Nasdaq Bank ETF positions in Q3 2017 and 4 closed out, a net change of +1 holder.
  • The largest First Trust Nasdaq Bank ETF buyer in Q3 2017 was Morgan Stanley, an estimated $6.72M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q3 2017 was First Trust Advisors, an estimated $28.4M sold.

Based on aggregated 13F filings for Q3 2017.