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First Trust Nasdaq Bank ETF

45 hedge funds and large institutions have $66.2M invested in First Trust Nasdaq Bank ETF in 2020 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 17 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

240% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 5

150% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 6

122% more capital invested

Capital invested by funds: $29.8M → $66.2M (+$36.4M)

25% more funds holding

Funds holding: 3645 (+9)

15.31% more ownership

Funds ownership: 49.41%64.72% (+15%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
17
Reduced
5
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.4M +$6.47M +309,266 +104%
Bank of America
2
Bank of America
North Carolina
$8.29M +$1.36M +65,001 +23%
LPL Financial
3
LPL Financial
California
$7.85M +$1.3M +62,277 +23%
QAM
4
Q3 Asset Management
Michigan
$5.47M +$4.82M +230,161 New
Wells Fargo
5
Wells Fargo
California
$4.75M -$246K -11,776 -6%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.8M +$3.34M +159,753 New
UBS Group
7
UBS Group
Switzerland
$2.81M +$1.99M +95,020 +410%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.68M +$2.15M +102,691 +1,007%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.05M +$336K +16,056 +23%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.82M +$1M +47,830 +166%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$1.64M +$181K +8,638 +14%
Millennium Management
12
Millennium Management
New York
$1.57M -$1.21K -58 -0.1%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.43M +$664K +31,714 +111%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.13M +$198K +9,479 +25%
RJA
15
Raymond James & Associates
Florida
$958K -$5.16M -246,487 -86%
Truist Financial
16
Truist Financial
North Carolina
$806K +$402K +19,222 +131%
HAS
17
HBW Advisory Services
California
$760K +$669K +31,986 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$730K -$14.4K -688 -2%
CAS
19
Coppell Advisory Solutions
Texas
$414K +$365K +17,423 New
Stifel Financial
20
Stifel Financial
Missouri
$403K +$80.1K +3,826 +29%
AWM
21
AE Wealth Management
Kansas
$338K +$298K +14,231 New
DADC
22
D.A. Davidson & Co
Montana
$330K
SS
23
Simplicity Solutions
Minnesota
$319K +$281K +13,422 New
Baird Financial Group
24
Baird Financial Group
Wisconsin
$307K +$270K +12,926 New
CFGS
25
Concourse Financial Group Securities
Alabama
$257K +$205K +9,816 +982%

FTXO Hedge Fund Activity: Q4 2020 in Review

45 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2020, worth a combined $66.2M — up 122% from $29.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FTXO positions and 6 closed out — a net gain of 9 holders — while 17 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $6.47M. The largest seller was Raymond James & Associates, cutting an estimated $5.16M.

  • 45 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2020, up from 36 in Q3 2020.
  • Funds reported $66.2M of First Trust Nasdaq Bank ETF stock for Q4 2020, up 122% quarter-over-quarter.
  • 15 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2020 and 6 closed out, a net change of +9 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2020 was Morgan Stanley, an estimated $6.47M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2020 was Raymond James & Associates, an estimated $5.16M sold.

Based on aggregated 13F filings for Q4 2020.