We are live on ! Find out more
FTXO icon

First Trust Nasdaq Bank ETF

67 hedge funds and large institutions have $95.6M invested in First Trust Nasdaq Bank ETF in 2018 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 38 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

16.07% more ownership

Funds ownership: 41.71%57.78% (+16%)

29% less funds holding

Funds holding: 9467 (-27)

66% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 38

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

68% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 38

83% less capital invested

Capital invested by funds: $559M → $95.6M (-$463M)

Holders
67
Holders Change
-27
Holders Change %
-28.72%
% of All Funds
1.49%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
12
Increased
13
Reduced
38
Closed
38
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.2M -$105M -4,107,841 -81%
Wells Fargo
2
Wells Fargo
California
$11.8M -$30.5M -1,189,418 -69%
LPL Financial
3
LPL Financial
California
$5.52M -$362K -14,117 -5%
Bank of America
4
Bank of America
North Carolina
$5.16M -$17.3M -674,932 -74%
UBS Group
5
UBS Group
Switzerland
$5.07M -$779K -30,358 -12%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.87M -$14.1M -548,501 -71%
TRCT
7
Tower Research Capital (TRC)
New York
$4.6M -$308K -11,992 -5%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.55M -$6.97M -271,726 -63%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.34M +$1.81M +70,497 +88%
RJA
10
Raymond James & Associates
Florida
$3.1M -$6.31M -245,942 -64%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.48M -$258K -10,046 -8%
Jane Street
12
Jane Street
New York
$1.95M -$25.4M -990,034 -92%
BWCS
13
Beirne Wealth Consulting Services
Connecticut
$1.95M +$2.25M +87,637 New
Citadel Advisors
14
Citadel Advisors
Florida
$1.63M +$1.34M +52,302 +249%
OIA
15
OneDigital Investment Advisors
Kansas
$1.54M +$1.78M +69,367 New
JP Morgan Chase
16
JP Morgan Chase
New York
$1.26M -$2.74M -106,766 -65%
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
$1.24M -$55.3M -2,154,612 -97%
DADC
18
D.A. Davidson & Co
Montana
$1.14M -$33.5K -1,307 -2%
PGA
19
Premia Global Advisors
Florida
$1.04M -$189K -7,380 -14%
WI
20
Wintrust Investments
Illinois
$985K -$470K -18,318 -29%
AT
21
Arden Trust
Delaware
$970K +$781K +30,428 +231%
FAAS
22
First Allied Advisory Services
California
$967K +$29.4K +1,146 +3%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$878K -$2.68M -104,608 -73%
MIAN
24
Mariner Independent Advisor Network
Kansas
$772K +$453K +17,672 +118%
SCA
25
Snowden Capital Advisors
New York
$713K +$40.8K +1,591 +5%

FTXO Hedge Fund Activity: Q4 2018 in Review

67 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2018, worth a combined $95.6M — down 83% from $559M a quarter earlier.

Sellers outnumbered buyers: 38 funds closed out of FTXO and 12 opened new positions — a net loss of 26 holders — while 38 trimmed existing stakes and 13 added.

The largest buyer was Envestnet Asset Management, adding an estimated $1.81M. The largest seller was Morgan Stanley, cutting an estimated $105M.

  • 67 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2018, down from 94 in Q3 2018.
  • Funds reported $95.6M of First Trust Nasdaq Bank ETF stock for Q4 2018, down 83% quarter-over-quarter.
  • 12 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2018 and 38 closed out, a net change of -26 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $1.81M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2018 was Morgan Stanley, an estimated $105M sold.

Based on aggregated 13F filings for Q4 2018.