We are live on ! Find out more
FTXO icon

First Trust Nasdaq Bank ETF

69 hedge funds and large institutions have $92.5M invested in First Trust Nasdaq Bank ETF in 2023 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 17 increasing their positions, 36 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $72.1M → $92.5M (+$20.3M)

4.55% more ownership

Funds ownership: 56.99%61.54% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

12% less funds holding

Funds holding: 7869 (-9)

53% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 36

56% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 16

Holders
69
Holders Change
-9
Holders Change %
-11.54%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
7
Increased
17
Reduced
36
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24.1M +$10.1M +459,356 +93%
SAM
2
Secure Asset Management
Michigan
$11M +$3.72M +170,041 +64%
LPL Financial
3
LPL Financial
California
$9.97M -$823K -37,613 -9%
UBS Group
4
UBS Group
Switzerland
$8.17M +$4.25M +194,180 +150%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.21M -$379K -17,318 -9%
Wells Fargo
6
Wells Fargo
California
$3.66M -$257K -11,718 -7%
Bank of America
7
Bank of America
North Carolina
$3.15M -$1.73K -79 -0.1%
Ameriprise
8
Ameriprise
Minnesota
$2.1M -$71.1K -3,247 -4%
Osaic Holdings
9
Osaic Holdings
Arizona
$2.06M -$1.27M -57,907 -42%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$1.94M -$20.1K -920 -1%
CAS
11
Coppell Advisory Solutions
Texas
$1.52M -$141K -6,426 -10%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$1.41M +$584K +26,660 +92%
SCA
13
Snowden Capital Advisors
New York
$1.3M -$52.4K -2,395 -4%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.22M +$77.1K +3,523 +8%
AAS
15
Avantax Advisory Services
Texas
$1.21M -$170K -7,752 -14%
HAS
16
HBW Advisory Services
California
$1.03M +$129K +5,871 +17%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$941K -$549K -25,077 -40%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$902K -$673K -30,732 -46%
Citadel Advisors
19
Citadel Advisors
Florida
$898K +$283K +12,927 +57%
RJA
20
Raymond James & Associates
Florida
$866K -$573K -26,197 -43%
KAS
21
Kestra Advisory Services
Texas
$841K -$83.8K -3,829 -10%
TRCT
22
Tower Research Capital (TRC)
New York
$760K +$187K +8,533 +40%
IWM
23
Iams Wealth Management
Nebraska
$751K +$3.55K +162 +0.5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$732K +$102K +4,637 +19%
Goldman Sachs
25
Goldman Sachs
New York
$710K -$47.6K -2,175 -7%

FTXO Hedge Fund Activity: Q4 2023 in Review

69 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2023, worth a combined $92.5M — up 28% from $72.1M a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FTXO and 7 opened new positions — a net loss of 9 holders — while 36 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $10.1M. The largest seller was Envestnet Asset Management, cutting an estimated $4.5M.

  • 69 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2023, down from 78 in Q3 2023.
  • Funds reported $92.5M of First Trust Nasdaq Bank ETF stock for Q4 2023, up 28% quarter-over-quarter.
  • 7 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2023 and 16 closed out, a net change of -9 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2023 was Morgan Stanley, an estimated $10.1M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2023 was Envestnet Asset Management, an estimated $4.5M sold.

Based on aggregated 13F filings for Q4 2023.