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First Trust Nasdaq Bank ETF

94 hedge funds and large institutions have $176M invested in First Trust Nasdaq Bank ETF in 2021 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 44 increasing their positions, 13 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

333% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 6

238% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 13

27% more funds holding

Funds holding: 7494 (+20)

24% more capital invested

Capital invested by funds: $142M → $176M (+$33.9M)

2.01% more ownership

Funds ownership: 62.02%64.03% (+2%)

Holders
94
Holders Change
+20
Holders Change %
+27.03%
% of All Funds
1.45%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
26
Increased
44
Reduced
13
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.4M +$5.33M +157,505 +18%
LPL Financial
2
LPL Financial
California
$17.7M +$2.05M +60,484 +13%
Bank of America
3
Bank of America
North Carolina
$13.4M +$558K +16,472 +4%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$12.7M +$4.09M +120,737 +45%
Wells Fargo
5
Wells Fargo
California
$11M +$1.24M +36,593 +12%
Osaic Holdings
6
Osaic Holdings
Arizona
$9.67M +$504K +14,903 +5%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.03M +$1.85M +54,541 +25%
UBS Group
8
UBS Group
Switzerland
$7.44M +$806K +23,800 +12%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$6.82M +$2.81M +83,116 +67%
BIM
10
Bullseye Investment Management
Ohio
$6.78M +$6.99M +206,490 New
RJFSA
11
Raymond James Financial Services Advisors
Florida
$6.63M +$1.57M +46,419 +30%
CA
12
Cetera Advisors
Colorado
$4.3M -$488K -14,403 -10%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$4.27M +$140K +4,122 +3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$2.7M -$2.64K -78 -0.1%
GIA
15
Gladstone Institutional Advisory
Florida
$2.11M -$325K -9,590 -13%
HI
16
Harbour Investments
Wisconsin
$1.97M +$191K +5,642 +10%
RJA
17
Raymond James & Associates
Florida
$1.88M -$146K -4,328 -7%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.57M +$1.18M +34,922 +271%
SPC
19
Sigma Planning Corp
Michigan
$1.3M +$303K +8,946 +29%
Cetera Investment Advisers
20
Cetera Investment Advisers
Illinois
$1.28M +$117K +3,453 +10%
KPWS
21
Kestra Private Wealth Services
Texas
$1.24M -$23.6K -696 -2%
Goldman Sachs
22
Goldman Sachs
New York
$1.23M +$437K +12,910 +53%
AAS
23
Avantax Advisory Services
Texas
$1.21M +$32.3K +953 +3%
CAN
24
Cetera Advisor Networks
California
$1.14M +$113K +3,345 +11%
IA
25
IFP Advisors
Florida
$1.11M -$4.3K -127 -0.4%

FTXO Hedge Fund Activity: Q4 2021 in Review

94 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q4 2021, worth a combined $176M — up 24% from $142M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new FTXO positions and 6 closed out — a net gain of 20 holders — while 44 added to existing stakes and 13 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $5.33M. The largest seller was Flow Traders U.S., exiting entirely with an estimated $789K sold.

  • 94 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q4 2021, up from 74 in Q3 2021.
  • Funds reported $176M of First Trust Nasdaq Bank ETF stock for Q4 2021, up 24% quarter-over-quarter.
  • 26 funds opened new First Trust Nasdaq Bank ETF positions in Q4 2021 and 6 closed out, a net change of +20 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q4 2021 was Morgan Stanley, an estimated $5.33M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q4 2021 was Flow Traders U.S., an estimated $789K sold.

Based on aggregated 13F filings for Q4 2021.