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First Trust Nasdaq Bank ETF

80 hedge funds and large institutions have $149M invested in First Trust Nasdaq Bank ETF in 2021 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 41 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

193% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 14

117% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 6

10% more funds holding

Funds holding: 7380 (+7)

1% more capital invested

Capital invested by funds: $147M → $149M (+$1.73M)

0.91% less ownership

Funds ownership: 63.31%62.4% (-0.91%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
80
Holders Change
+7
Holders Change %
+9.59%
% of All Funds
1.39%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
41
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.5M +$1.76M +54,894 +5%
LPL Financial
2
LPL Financial
California
$14.8M +$2.62M +81,918 +21%
Bank of America
3
Bank of America
North Carolina
$14.4M -$3.11M -97,136 -17%
Wells Fargo
4
Wells Fargo
California
$9.98M +$1.21M +37,744 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$7.34M -$482K -15,077 -6%
UBS Group
6
UBS Group
Switzerland
$6.43M +$1.27M +39,633 +24%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.21M +$377K +11,798 +6%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.98M +$1.14M +35,568 +23%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$4.29M +$1.54M +48,005 +53%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$4.16M +$587K +18,352 +16%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$3.82M +$214K +6,702 +6%
CWM
12
Concentrum Wealth Management
California
$3.15M +$40.2K +1,258 +1%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.58M -$7.71M -241,083 -74%
RJA
14
Raymond James & Associates
Florida
$2.37M +$863K +26,988 +55%
GIA
15
Gladstone Institutional Advisory
Florida
$2.29M +$2.36M +73,676 New
CA
16
Cetera Advisors
Colorado
$1.98M +$2.04M +63,808 New
HI
17
Harbour Investments
Wisconsin
$1.5M +$804K +25,128 +109%
Millennium Management
18
Millennium Management
New York
$1.47M -$11K -345 -0.7%
Goldman Sachs
19
Goldman Sachs
New York
$1.31M +$76.4K +2,390 +6%
KPWS
20
Kestra Private Wealth Services
Texas
$1.2M +$250K +7,810 +25%
AAS
21
Avantax Advisory Services
Texas
$1.17M +$93.5K +2,925 +8%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.15M +$599K +18,718 +103%
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$1.03M -$61.8K -1,932 -6%
Truist Financial
24
Truist Financial
North Carolina
$1.01M +$53.3K +1,667 +5%
TRCT
25
Tower Research Capital (TRC)
New York
$979K +$250K +7,805 +33%

FTXO Hedge Fund Activity: Q2 2021 in Review

80 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Nasdaq Bank ETF (FTXO) for Q2 2021, worth a combined $149M — up 1.2% from $147M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FTXO positions and 6 closed out — a net gain of 7 holders — while 41 added to existing stakes and 14 trimmed.

The largest buyer was LPL Financial, adding an estimated $2.62M. The largest seller was Commonwealth Equity Services, cutting an estimated $7.71M.

  • 80 institutional investors held First Trust Nasdaq Bank ETF (FTXO) as of Q2 2021, up from 73 in Q1 2021.
  • Funds reported $149M of First Trust Nasdaq Bank ETF stock for Q2 2021, up 1.2% quarter-over-quarter.
  • 13 funds opened new First Trust Nasdaq Bank ETF positions in Q2 2021 and 6 closed out, a net change of +7 holders.
  • The largest First Trust Nasdaq Bank ETF buyer in Q2 2021 was LPL Financial, an estimated $2.62M added.
  • The largest First Trust Nasdaq Bank ETF seller in Q2 2021 was Commonwealth Equity Services, an estimated $7.71M sold.

Based on aggregated 13F filings for Q2 2021.