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LTFS

Ladenburg Thalmann Financial Services Portfolio holdings

AUM $15.9B
1-Year Est. Return 25.16%
This Fund
S&P 500
This Quarter Est. Return
+6.91%
1 Year Est. Return
+25.16%
3 Year Est. Return
+38.33%
5 Year Est. Return
+52.13%
10 Year Est. Return
–
AUM
$15.9B
AUM Growth
+$1.38B
Cap. Flow
+$2B
Cap. Flow %
12.6%
Top 10 Hldgs %
14.09%
Holding
5,749
New
217
Increased
2,454
Reduced
2,005
Closed
163

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$577M
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$131M
3
BKNG icon
Booking.com
BKNG
+$114M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$63.6M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$57.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$48.3M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$38.2M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$32M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.1M

Sector Composition

Rank Sector Weight
1 Technology 7.62%
2 Financials 5.4%
3 Industrials 3.76%
4 Healthcare 3.67%
5 Consumer Discretionary 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
1376
Nuveen Municipal Value Fund
NUV
$1.91B
$872K 0.01%
81,511
-10,122
-11% -$106K
TLTD icon
1377
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$655M
$871K 0.01%
13,418
-1,009
-7% -$63.5K
ACGL icon
1378
Arch Capital
ACGL
$36.1B
$869K 0.01%
20,309
-17,736
-47% -$736K
DFNL icon
1379
Davis Select Financial ETF
DFNL
$456M
$869K 0.01%
33,993
+7,773
+30% +$193K
PZT icon
1380
Invesco New York AMT-Free Municipal Bond ETF
PZT
$137M
$869K 0.01%
34,268
-220
-0.6% -$5.58K
BTT icon
1381
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$867K 0.01%
35,809
+859
+2% +$20.6K
FTQI icon
1382
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$915M
$867K 0.01%
38,796
-5,080
-12% -$113K
VTC icon
1383
Vanguard Total Corporate Bond ETF
VTC
$1.72B
$867K 0.01%
9,781
+2,676
+38% +$236K
TKR icon
1384
Timken Company
TKR
$9.82B
$865K 0.01%
15,417
+168
+1% +$8.49K
WDC icon
1385
Western Digital
WDC
$179B
$865K 0.01%
18,378
+3,189
+21% +$133K
PBA icon
1386
Pembina Pipeline
PBA
$29.9B
$864K 0.01%
23,421
-1,795
-7% -$64.2K
BKCC
1387
DELISTED
BlackRock Capital Investment Corporation
BKCC
$864K 0.01%
174,118
-7,759
-4% -$38.1K
HQL
1388
abrdn Life Sciences Investors
HQL
$585M
$862K 0.01%
49,430
-12,445
-20% -$204K
FRI icon
1389
First Trust S&P REIT Index Fund
FRI
$195M
$859K 0.01%
32,941
+2,308
+8% +$60.8K
VIOV icon
1390
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$857K 0.01%
12,608
+8,618
+216% +$577K
ESGU icon
1391
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
$855K 0.01%
12,048
+3,797
+46% +$258K
ETW
1392
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$853K 0.01%
82,089
-10,114
-11% -$102K
IVLU icon
1393
iShares MSCI Intl Value Factor ETF
IVLU
$4.31B
$853K 0.01%
34,988
-7,505
-18% -$179K
IGPT icon
1394
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
$852K 0.01%
25,614
+5,031
+24% +$162K
NUW icon
1395
Nuveen AMT-Free Municipal Value Fund
NUW
$251M
$851K 0.01%
52,524
-5,587
-10% -$93.1K
OTTR icon
1396
Otter Tail
OTTR
$3.88B
$851K 0.01%
16,596
-1,015
-6% -$52.7K
VAR
1397
DELISTED
Varian Medical Systems, Inc.
VAR
$850K 0.01%
5,935
+1,016
+21% +$130K
NIE
1398
Virtus Equity & Convertible Income Fund
NIE
$718M
$849K 0.01%
37,464
-1,285
-3% -$28.5K
DLTR icon
1399
Dollar Tree
DLTR
$23.1B
$848K 0.01%
9,291
+2,514
+37% +$264K
ABTX
1400
DELISTED
Allegiance Bancshares
ABTX
$848K 0.01%
22,613
+17,181
+316% +$605K
54 55
56
57 58

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EM
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HAM
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CM
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TRAM
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CONA
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CBU
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Ladenburg Thalmann Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Ladenburg Thalmann Financial Services held 5,749 positions worth $15.9B, up 9.6% from $14.5B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

Ladenburg Thalmann Financial Services deployed $2B of net new capital in Q4 2019, opening 217 new positions and adding to 2,454 existing holdings. Its largest new stake was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, up from 7% a quarter earlier, followed by Financials and Industrials.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $49.5M trimmed.

  • Ladenburg Thalmann Financial Services's largest Q4 2019 buy was WisdomTree International Quality Dividend Growth Fund: 137,133 shares worth $4.42M.
  • Ladenburg Thalmann Financial Services added most to Amazon in Q4 2019, an estimated $577M increase.
  • Ladenburg Thalmann Financial Services's biggest Q4 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $49.5M.
  • Ladenburg Thalmann Financial Services fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $5.98M.
  • Ladenburg Thalmann Financial Services's ten largest holdings make up 14% of its $15.9B portfolio in Q4 2019.
  • Ladenburg Thalmann Financial Services opened 217 new positions and closed 163 in Q4 2019.
  • Ladenburg Thalmann Financial Services's portfolio value rose 9.6% quarter-over-quarter to $15.9B.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.