Ladenburg Thalmann Financial Services’s iShares ESG Aware MSCI USA ETF ESGU Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio ESGU Stock Details ESGU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$855K	Buy	12,048 +3,797	+46%	+$258K	0.01%	1391
2019 Q3	$539K	Buy	8,251 +6,506	+373%	+$423K	﹤0.01%	1704
2019 Q2	$113K	Sell	1,745 -292	-14%	-$18.5K	﹤0.01%	2882
2019 Q1	$127K	Buy	2,037 +1,284	+171%	+$76.6K	﹤0.01%	2735
2018 Q4	$41K	Buy	753 +303	+67%	+$17.9K	﹤0.01%	3398
2018 Q3	$29K	Buy	+450	New	+$28.2K	﹤0.01%	3662

Other funds holding ESGU

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FLPIM

F.L. Putnam Investment Management Lynnfield, Massachusetts $6.71B AUM 23.99% 1-Year Est. Return

TAIM

TD Ameritrade Investment Management Omaha, Nebraska $9.4B AUM 7.2% 1-Year Est. Return

Ladenburg Thalmann Financial Services's ESGU Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its iShares ESG Aware MSCI USA ETF (ESGU) stake by 46% in Q4 2019, buying an estimated $258K and bringing the position to 12,048 shares worth $855K. The position accounts for 0.01% of the portfolio, ranked #1391.

Ladenburg Thalmann Financial Services first reported a position in ESGU in Q3 2018 and has held it in 6 quarters since. 111 funds tracked by Wall St. Rank hold ESGU as of Q4 2019.

Ladenburg Thalmann Financial Services held 12,048 shares of iShares ESG Aware MSCI USA ETF worth $855K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 3,797 iShares ESG Aware MSCI USA ETF shares in Q4 2019, an estimated $258K.
iShares ESG Aware MSCI USA ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1391 holding.
Ladenburg Thalmann Financial Services first reported a position in iShares ESG Aware MSCI USA ETF in Q3 2018 and has held it in 6 quarters since.
111 funds tracked by Wall St. Rank held iShares ESG Aware MSCI USA ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.