Ladenburg Thalmann Financial Services’s Defiance Space and Connective Tech ETF UFOX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio UFOX Stock Details UFOX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$971K	Buy	37,064 +2,556	+7%	+$63.7K	0.01%	1308
2019 Q3	$845K	Buy	34,508 +12,777	+59%	+$311K	0.01%	1359
2019 Q2	$520K	Buy	21,731 +20,813	+2,267%	+$509K	﹤0.01%	1716
2019 Q1	$23K	Buy	+918	New	+$22.6K	﹤0.01%	3921

Other funds holding UFOX

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

NAMP

NorthStar Asset Management (Pennsylvania) Blue Bell, Pennsylvania $445M AUM 17.9% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

VNA

Valley National Advisers Bethlehem, Pennsylvania $773M AUM 21.98% 1-Year Est. Return

SWM

SeaCrest Wealth Management Purchase, New York $903M AUM 47.26% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

BRWA

B. Riley Wealth Advisors Boca Raton, Florida $1.87B AUM 37.01% 1-Year Est. Return

Ladenburg Thalmann Financial Services's UFOX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services increased its Defiance Space and Connective Tech ETF (UFOX) stake by 7.4% in Q4 2019, buying an estimated $63.7K and bringing the position to 37,064 shares worth $971K. The position accounts for 0.01% of the portfolio, ranked #1308.

Ladenburg Thalmann Financial Services first reported a position in UFOX in Q1 2019 and has held it in 4 quarters since. 49 funds tracked by Wall St. Rank hold UFOX as of Q4 2019.

Ladenburg Thalmann Financial Services held 37,064 shares of Defiance Space and Connective Tech ETF worth $971K as of Q4 2019.
Ladenburg Thalmann Financial Services bought 2,556 Defiance Space and Connective Tech ETF shares in Q4 2019, an estimated $63.7K.
Defiance Space and Connective Tech ETF made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1308 holding.
Ladenburg Thalmann Financial Services first reported a position in Defiance Space and Connective Tech ETF in Q1 2019 and has held it in 4 quarters since.
49 funds tracked by Wall St. Rank held Defiance Space and Connective Tech ETF as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.