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UFOX

Defiance Space and Connective Tech ETF

40 hedge funds and large institutions have $28.5M invested in Defiance Space and Connective Tech ETF in 2019 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 4 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 4

100% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 7

80% more capital invested

Capital invested by funds: $15.8M → $28.5M (+$12.7M)

21% more funds holding

Funds holding: 3340 (+7)

7% more ownership

Funds ownership: 18.24%25.24% (+7%)

Holders
40
Holders Change
+7
Holders Change %
+21.21%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
14
Reduced
4
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$7.27M +$6.52M +267,900 +924%
RJA
2
Raymond James & Associates
Florida
$4.71M +$161K +6,639 +4%
NAMP
3
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$4.02M +$1.4M +57,600 +54%
CI
4
Clal Insurance
Israel
$2.94M +$2.45M +100,641 +520%
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.9M +$221K +9,067 +13%
LPL Financial
6
LPL Financial
California
$1.72M +$1.71M +70,211 New
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$845K +$311K +12,777 +59%
HT
8
HAP Trading
New York
$690K +$3.43K +141 +0.5%
BRWA
9
B. Riley Wealth Advisors
Florida
$568K +$76.9K +3,160 +16%
VNA
10
Valley National Advisers
Pennsylvania
$448K +$207K +8,495 +87%
BFG
11
Beacon Financial Group
Texas
$441K +$439K +18,058 New
Jane Street
12
Jane Street
New York
$421K +$419K +17,221 New
Baird Financial Group
13
Baird Financial Group
Wisconsin
$395K +$393K +16,161 New
TRCT
14
Tower Research Capital (TRC)
New York
$261K -$257K -10,575 -50%
Citadel Advisors
15
Citadel Advisors
Florida
$248K +$246K +10,121 New
SC
16
Searle & Co
Connecticut
$228K +$226K +9,305 New
Carson Wealth (CWM LLC)
17
Carson Wealth (CWM LLC)
Nebraska
$223K
SWM
18
SeaCrest Wealth Management
New York
$216K +$215K +8,822 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$172K +$155K +6,360 +978%
AG
20
Advisor Group
Arizona
$152K -$203K -8,334 -57%
NFG
21
Next Financial Group
Texas
$147K -$70.6K -2,901 -33%
APA
22
American Portfolios Advisors
New York
$85.6K +$41.3K +1,700 +94%
AF
23
Advisornet Financial
Minnesota
$83K +$21.9K +902 +36%
IA
24
IFP Advisors
Florida
$73K +$73.9K +3,037 New
PA
25
Parallel Advisors
California
$39K +$39.1K +1,606 New

UFOX Hedge Fund Activity: Q3 2019 in Review

40 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in Defiance Space and Connective Tech ETF (UFOX) for Q3 2019, worth a combined $28.5M — up 80% from $15.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new UFOX positions and 7 closed out — a net gain of 7 holders — while 14 added to existing stakes and 4 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $6.52M. The largest seller was Deutsche Bank, exiting entirely with an estimated $1.2M sold.

  • 40 institutional investors held Defiance Space and Connective Tech ETF (UFOX) as of Q3 2019, up from 33 in Q2 2019.
  • Funds reported $28.5M of Defiance Space and Connective Tech ETF stock for Q3 2019, up 80% quarter-over-quarter.
  • 14 funds opened new Defiance Space and Connective Tech ETF positions in Q3 2019 and 7 closed out, a net change of +7 holders.
  • The largest Defiance Space and Connective Tech ETF buyer in Q3 2019 was PNC Financial Services Group, an estimated $6.52M added.
  • The largest Defiance Space and Connective Tech ETF seller in Q3 2019 was Deutsche Bank, an estimated $1.2M sold.

Based on aggregated 13F filings for Q3 2019.