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UFOX

Defiance Space and Connective Tech ETF

156 hedge funds and large institutions have $110M invested in Defiance Space and Connective Tech ETF in 2023 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 31 increasing their positions, 71 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

625% more call options, than puts

Call options by funds: $203K | Put options by funds: $28K

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

2.33% less ownership

Funds ownership: 21.96%19.63% (-2.3%)

8% less funds holding

Funds holding: 170156 (-14)

23% less capital invested

Capital invested by funds: $143M → $110M (-$32.8M)

43% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 23

56% less repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 71

Holders
156
Holders Change
-14
Holders Change %
-8.24%
% of All Funds
2.48%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
13
Increased
31
Reduced
71
Closed
23
Calls
$203K
Puts
$28K
Net Calls
+$175K
Net Calls Change
-$16K
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$11.4M -$1.13M -34,600 -9%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$9.24M -$368K -11,289 -4%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$6.92M -$2.19M -67,050 -23%
6F
4
626 Financial
Michigan
$4.95M -$815K -25,003 -14%
Osaic Holdings
5
Osaic Holdings
Arizona
$4.55M -$1M -30,771 -17%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$4.47M -$358K -10,984 -7%
UBS Group
7
UBS Group
Switzerland
$4.28M -$9.03M -277,100 -67%
Citadel Advisors
8
Citadel Advisors
Florida
$3.41M +$2.15M +65,859 +152%
KL
9
KWMG LLC
Kansas
$3.38M +$121K +3,700 +4%
CI
10
Clal Insurance
Israel
$3.29M
CAN
11
Cetera Advisor Networks
California
$2.75M +$680K +20,872 +31%
Stifel Financial
12
Stifel Financial
Missouri
$2.55M +$26.4K +809 +1%
HighTower Advisors
13
HighTower Advisors
Illinois
$2.21M +$1.12M +34,391 +95%
Rockefeller Capital Management
14
Rockefeller Capital Management
New York
$1.95M -$193K -5,919 -9%
RJA
15
Raymond James & Associates
Florida
$1.93M -$173K -5,316 -8%
NAMP
16
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$1.7M -$187K -5,745 -10%
CF
17
Crosspoint Financial
California
$1.64M -$530K -16,254 -24%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.4M -$784K -24,054 -35%
Goldman Sachs
19
Goldman Sachs
New York
$1.37M -$825K -25,318 -37%
OIA
20
OneDigital Investment Advisors
Kansas
$1.31M -$96.2K -2,950 -7%
CA
21
Cetera Advisors
Colorado
$1.12M -$26.4K -809 -2%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$1.12M -$147K -4,510 -11%
WS
23
Wedbush Securities
California
$1.05M -$53.2K -1,632 -5%
RWG
24
Ratio Wealth Group
Colorado
$979K +$67K +2,054 +7%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$968K -$2.12K -65 -0.2%

UFOX Hedge Fund Activity: Q3 2023 in Review

156 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Defiance Space and Connective Tech ETF (UFOX) for Q3 2023, worth a combined $110M — down 23% from $143M a quarter earlier.

Sellers outnumbered buyers: 23 funds closed out of UFOX and 13 opened new positions — a net loss of 10 holders — while 71 trimmed existing stakes and 31 added.

The largest buyer was Citadel Advisors, adding an estimated $2.15M. The largest seller was UBS Group, cutting an estimated $9.03M.

  • 156 institutional investors held Defiance Space and Connective Tech ETF (UFOX) as of Q3 2023, down from 170 in Q2 2023.
  • Funds reported $110M of Defiance Space and Connective Tech ETF stock for Q3 2023, down 23% quarter-over-quarter.
  • 13 funds opened new Defiance Space and Connective Tech ETF positions in Q3 2023 and 23 closed out, a net change of -10 holders.
  • The largest Defiance Space and Connective Tech ETF buyer in Q3 2023 was Citadel Advisors, an estimated $2.15M added.
  • The largest Defiance Space and Connective Tech ETF seller in Q3 2023 was UBS Group, an estimated $9.03M sold.

Based on aggregated 13F filings for Q3 2023.